26 C. Black, C. Ong Agricultural and Forest Meteorology 104 2000 25–47
by showing that accumulated dry matter production of a wide range of crops and orchards in Britain was
linearly related to accumulated intercepted solar radi- ation Monteith, 1977a. The second was the applica-
tion of the thermal time concept to describe the effects of temperature on crop development Monteith, 1979.
These concepts were tested in the tropics in close collaboration with the International Crop Research
Institute for the Semi-Arid Tropics ICRISAT, Hy- derabad, India, where JLM was Director of the Re-
source Management Programme between 1987 and 1991, to assist in the more practical problem of es-
tablishing genotype–environment interactions for mil- let and groundnut Williams, 2000 and determine the
mechanisms responsible for overyielding in intercrop- ping systems Marshall and Willey, 1983; see also re-
views by Fukai and Trenbath, 1993; Ong and Black, 1994; Azam-Ali, 1995. Today these concepts have
been applied throughout the tropics and subtropics and such studies are no longer confined to international
centres; for example, Vijaya Kumar et al. 1996 ap- plied these concepts to castor beans at the Central Re-
search Institute for Dryland Agriculture, Hyderabad, India. JLM’s resource capture concept has also been
applied in forestry research Landsberg, 1986; Can- nell et al., 1987, crop simulation models Ritchie and
Otter, 1985; Jones and Kiniry, 1986, as a tool for biomass prediction in agronomic research Sinclair
et al., 1992 and in remote sensing Christensen and Goudriaan, 1993.
Recently, the same approaches have been used to unravel the more complex interactions between trees
and crops in agroforestry systems in studies of both above- and below-ground interactions Ong et al.,
1991; Ong and Black, 1994. Initial findings indicated that there are critical differences between intercrop-
ping and agroforestry which are apparently linked to the relative importance of below-ground interactions
Ong et al., 1996. Even more formidable difficulties were encountered when these essentially agronomic
plot size findings were extrapolated to farm and land- scape levels since the extensive lateral growth of tree
roots may lead to their extension across farm bound- aries or between adjacent experimental plots Hauser,
1993; Rau et al., 1993.
In this review, we describe how John Monteith’s concepts of resource capture and thermal time have
been applied in tropical agricultural research and focus on recent attempts to apply these concepts
to agroforestry. Finally, we highlight some of the progress made and the new challenges ahead.
2. Principles of radiation interception and use
The capture of radiation and its use in dry mat- ter production depends on the fraction of the incident
photosynthetically active radiation PAR that is in- tercepted and the efficiency with which it is used for
dry matter production. Intercepted radiation S
i
is of- ten estimated as the difference between the quantity
of incident radiation S and that transmitted through the canopy to the soil S
t
. However, this approach has inherent technical and theoretical difficulties since is
does not account for the reflection of incident radiation from the canopy surface typically 5–20 depending
on surface characteristics and moisture content, or for radiation intercepted by non-photosynthetic canopy el-
ements. As a result, interception by photosynthetically competent tissues may be greatly overestimated, par-
ticularly for canopies which are senescing or contain numerous woody structural elements. Corrections for
these errors have often been ignored when estimating S
i
and photosynthetic efficiency. The quantity of radiation intercepted depends on
the amount received by the canopy, its size and dura- tion and fractional interception f . The seasonal time
course of f, defined here as S
i
S, varies greatly de- pending on canopy architecture and the phenology of
the vegetation involved; thus, f increases more rapidly in cereals such as sorghum Sorghum bicolor than in
legumes such as groundnut Arachis hypgaea, reflect- ing their differing rates of leaf initiation and expan-
sion Squire, 1990. The variation in f between crops is generally smaller than that in green leaf area index,
partly because the extinction coefficient for radiation k is often larger in species whose canopy expands
slowly; maximum f values may therefore differ little between crops grown under non-limiting conditions.
Mean f values calculated over the duration of the crop ¯
f are generally lower in short-duration cereals ca.
0.5 and legumes ca. 0.15 than in perennial species ca. 0.9, largely because of the differing duration of
ground-cover Squire, 1990. The theory and experimental approaches required
to quantify radiation interception by monocultures
C. Black, C. Ong Agricultural and Forest Meteorology 104 2000 25–47 27
containing uniform plants are now well-established and have been widely used in both temperate and
tropical environments during the past three decades Monteith et al., 1994. These approaches assume that
the canopy is a heterogeneous arrangement of ran- domly distributed leaves, and that the spatial variation
in radiation transmission by the canopy is limited. However, these conditions are clearly not met in inter-
crops or agroforestry systems because of the extensive horizontal and vertical variation in canopy structure
introduced by the intimate mixture of species with differing planting dates and arrangement, heights and
maturity dates. Canopy architecture is also constantly changing in mixed cropping systems because of the
differing growth rates and canopy durations of the component species. For example, compact legumes
growing adjacent to taller cereals initially experience greater competition than in the equivalent monocrop
because of the faster growth of the cereal, but subse- quently experience less competition for much of the
reproductive phase due to the earlier harvest of the cereal component.
The methodological problems involved in charac- terising the spatial and temporal variation in radiation
interception are much greater in mixed communities than in monocultures, and the partitioning of radia-
tion interception and also water uptake between the components of such systems has provided a major
challenge. Detailed reviews of radiation interception in intercropping and agroforestry systems are given
by Keating and Carberry 1993 and Ong et al. 1996. This spatial variability is relatively modest and ca-
pable of resolution in annual row intercrops, as has been demonstrated by several studies e.g. Marshall
and Willey, 1983; Azam-Ali et al., 1990, but is much greater in agroforestry systems, particularly those in-
corporating large overstorey trees. An additional com- plexity is the extended time scale and ever-changing
relationship between the tree and crop components. In annual intercrops, the growing season is normally
confined to a period of 100–150 days, whereas the trees in agroforestry systems are often active through-
out the year. The size of the trees and their influence on associated crops may also change rapidly from
year to year. For example, in a recent trial at ICRAFs Machakos Research Station in Kenya, Grevillea
robusta trees reached a height of 6–8 m within 5 years of planting.
In 1981, John Monteith Monteith, 1981 suggested that the basic principle underlying resource capture
in mixed communities is that the complementarity or competitiveness of interactions between species will
depend on their ability to capture and use the most essential limiting growth resources effectively. This
theory has been the cornerstone of numerous stud- ies of resource partitioning between the component
species of intercrops and agroforestry systems by his team at ICRISAT and other groups. Thus, the capture
of the limiting resource i.e. light, water or nutrients will depend on the number, surface area, distribution
and effectiveness of the individual elements of the canopy or root system of the monocrop or mixture
being examined.
One of the earliest detailed studies of resource par- titioning in agroforestry systems was that described
by Monteith et al. 1991 and Corlett et al., 1992a,b. In this study in India involving a Leucaena leuco-
cephalamillet Pennisetum americanum alley crop- ping system, tube solarimeters of a design originally
developed under JLM’s guidance Green and Deuchar, 1985 were used to determine radiation interception
by both species Table 1. Total intercepted radia- tion during the 1986 rainy season was substantially
greater in the alley cropping system than in either of the monocrops, primarily because the presence of leu-
caena increased fractional interception during the early stages of the growing season, while the millet provided
a more complete ground cover across the alleys during the later stages of the season. Biomass production was
also substantially greater in this treatment. The alley millet intercepted 48 less radiation than monocrop
millet due to its lower population on a system area ba- sis and the shading effect of the leucaena. However,
the reduction in biomass production by alley-cropped millet was smaller than that in radiation interception
due to an increase in conversion efficiency e, possi- bly because the light saturation of photosynthesis as-
sociated with drought occurred less frequently under partial shade. The conversion coefficient, defined here
as the quantity of biomass produced per unit of inter- cepted radiation g MJ
− 1
, provides a measure of the ‘efficiency’ with which the captured radiation is used
to produce new plant material; the alternative term ra- diation use efficiency RUE is also commonly used.
In 1986, the hedges were regularly pruned to a height of 70 cm to minimise shading of the millet,
28 C. Black, C. Ong Agricultural and Forest Meteorology 104 2000 25–47
Table 1 Intercepted total solar radiation, above-ground biomass produc-
tion and biomass production per unit of intercepted radiation e modified from Corlett et al., 1992b
Intercepted radiation
MJ m
− 2
Biomass t ha
− 1
e g MJ
− 1
Rainy season July– August 1986
Sole millet 581
4.7 0.81
Alley millet 300
3.1 1.03
Sole L. leucocephala 520
4.0 0.77
Alley L. leucocephala 510
4.0 0.77
Total alley system 810
7.1 0.81
Dry season September 1986–June 1987
Sole L. leucocephala 1270
1.5 0.12
Alley L. leucocephala 1160
1.7 0.15
Year July 1986– August 1987
Total alley system 1970
8.8 0.45
Rainy season July– August 1987
Sole millet 504
5.0 0.98
Alley millet 180
0.9 0.50
Sole L. leucocephala 861
7.1 0.82
Alley L. leucocephala 748
6.4 0.86
Total alley system 928
7.3 0.79
but in 1987 they were allowed to grow unchecked, as is reflected by the substantially higher radiation in-
terception by leucaena in all treatments and the 64 reduction in interception by the alley-cropped millet
relative to monocrop millet. The intense shading of the former was accompanied by a sharp reduction in
e and an 82 reduction in above-ground biomass. These results reinforce the conclusion reached in other
studies that, although leucaena may be a successful component of agroforestry systems in the humid trop-
ics, it is too competitive for successful adoption in water-limited semi-arid regions Singh et al., 1989;
Monteith et al., 1991.
When growth is not limited by water or nutrient sup- plies, the quantity of biomass produced by monocrops
is limited primarily by the quantity of radiation cap- tured. JLM suggested that seasonal biomass accumu-
lation for a given species may be expressed as the time integral of the product Sf
i
e, where S denotes inci- dent radiation, f
i
the fractional interception on a given day, and e the conversion coefficient for radiation as
defined above Monteith et al., 1991. These authors suggested that this philosophy was applicable both to
monocrops and to the components of intercropping and agroforestry systems, provided f
i
and e could be determined for each component. They also proposed
that, if fractional interception by the whole system was recorded, an overall system average value for e could
be obtained and system performance analysed in terms of the efficiency of radiation capture and utilisation to
produce biomass. The use of the acquired resources was therefore assumed to depend on the conversion
coefficient of the species involved and environmental influences such as drought. A major advantage of ex-
pressing productivity in these terms is to emphasise the apparent conservativeness of e under many con-
ditions. This approach has subsequently been widely adopted in studies of resource partitioning in inter-
cropping and agroforestry.
Numerous studies of annual crops, and some with perennial species, have demonstrated the existence
of close correlations between dry matter production and cumulative intercepted radiation. For example,
Stirling et al. 1990 examined the impact of artifi- cial shade imposed on groundnut Arachis hypogaea
between the onset of peg initiation or pod-filling and final harvest using bamboo screens. A close linear
correlation between above-ground biomass and cu- mulative intercepted radiation was found in all treat-
ments, although the quantity of biomass produced per unit of intercepted radiation was substantially
greater when shading was imposed from peg initia- tion onwards Fig. 1. In the absence of stress, e is
often conservative, typically ranging between 1.0 and 1.5 g MJ
− 1
for C3 species in temperate environments Monteith and Elston, 1983; Russell et al., 1988,
1.5–1.7 g MJ
− 1
for tropical C3 species Kiniry et al., 1989; Monteith, 1990 and up to 2.5 g MJ
− 1
for trop- ical C4 cereals under favourable conditions Squire,
1990. However, the work of Stirling et al. 1990 showed that e may vary substantially within a single
season between 0.98 g MJ
− 1
in the unshaded control and 2.36 g MJ
− 1
in crops shaded from peg initiation onwards. Thus, plants in the latter treatment inter-
cepted approximately one-quarter of the radiation received by the unshaded control, but converted this
to dry matter 2.4 times more efficiently.
In contrast, in a study of millet grown in a Leucaena leucocephala alley-cropping system in India, Corlett
C. Black, C. Ong Agricultural and Forest Meteorology 104 2000 25–47 29
Fig. 1. Relation between dry matter production and cumulative intercepted radiation between 44 and 98 days after sowing for
groundnut grown at Hyderabad, India. 3 unshaded control; 1 and 2 plants subjected to 50 artificial shade between peg
initiation or the onset of pod filling and final harvest modified from Stirling et al., 1990.
et al. 1992b observed that a sharp inflection in the relationship between biomass accumulation and radia-
tion interception occurred around anthesis, after which the slope of the relationship decreased sharply and lit-
tle further biomass was produced in either monocrop or alley-cropped millet in either of the years examined
Fig. 2. These results demonstrate that the relation- ship between biomass accumulation and intercepted
radiation and the derived values for e may vary de- pending on the time scale over which the measure-
ments are made, particularly when periods near the end of the cropping cycle are included, when radia-
tion is increasingly being intercepted by senescent or dead tissues; indeed, total dry matter may decrease as
crops approach maturity and leaves and other organs are lost. Radiation interception by non-photosynthetic
tissues may be even greater in trees, where branches and other structural elements may account for a sig-
nificant proportion of the intercepted radiation. Corlett et al. 1992b concluded that over half of the reduction
in the pre-anthesis conversion coefficient observed in alley-cropped millet was attributable to the reduced
PAR content of the radiation reaching the shaded crop.
Subsequent resource capture studies at ICRISAT examined the partitioning of water and light in peren-
Fig. 2. Relation between accumulated above-ground dry matter and intercepted radiation for a sole millet and b millet alley-cropped
with Leucaena leucocephala at Hyderabad, India. Radiation con- version coefficients calculated for the pre- and post-anthesis periods
were, respectively, 1.80 r
2
= 0.99 and 0.13 r
2
0.50 g MJ
− 1
for sole millet in 1986, 1.46 r
2
= 0.99 and 0.53 r
2
= 0.96 g MJ
− 1
for sole millet in 1987, 1.72 r
2
= 0.96 and −0.04 r
2
0.50 g MJ
− 1
for alley-cropped millet in 1986, and 1.09 r
2
0.96 and 0.33 r
2
0.50 g MJ
− 1
for alley-cropped millet in 1987 modified from Corlett et al., 1992b.
nial pigeonpeagroundnut Cajanus cajunArachis hypogaea agroforestry systems Marshall, 1995;
Ong et al., 1996. Monocrops of each species were compared with line-planted and dispersed mixtures
containing identical pigeonpea populations. At its initial optimum density of 9 plants m
− 2
in 1989, the 1-year-old sole pigeonpea captured over seven times
as much radiation 1960 MJ m
− 2
as the line-planted and dispersed pigeonpea, with their lower initial pop-
ulation of 0.5 plants m
− 2
. Even when interception by groundnut was included, interception by monocrop
pigeonpea was approximately double the totals for
30 C. Black, C. Ong Agricultural and Forest Meteorology 104 2000 25–47
the line-planted and dispersed systems. However, the seasonal mean e value for monocrop pigeonpea was
lower than that for line-planted or dispersed pigeon- pea 0.42, 0.54 and 0.56 g MJ
− 1
, respectively, with the result that its substantial interception advantage
was not reflected by a similar biomass advantage. Monocrop groundnut intercepted 10–40 more radia-
tion than line-planted or dispersed groundnut in 1989, although this was again not matched by a similar
increase in biomass.
The population of the monocrop pigeonpea was re- duced to 0.5 plants m
− 2
in 1990 because the initial population was believed to exceed the optimum for
maximum productivity during the second year, when competition between neighbouring trees was expected
to cause extensive mortality; this reduction also estab- lished identical populations in all treatments. Intercep-
tion by the 2-year-old monocrop pigeonpea was 70 greater than that for line-planted pigeonpea, but al-
most 50 lower than that for the dispersed pigeonpea, a pattern reflected by biomass production Ong et al.,
1996. The combination of greater radiation capture and lower e in the dispersed pigeonpea probably re-
sulted from its bushy structure, which would have in- creased the fraction of radiation intercepted by stems
and branches. The much greater total interception by the dispersed system in 1990 was primarily due to the
pigeonpea which captured over 80 of the incident ra- diation, although its substantial interception advantage
was not reflected by increased biomass production be- cause of its relatively low e value. These observations
are analogous to the leucaenamillet system described by Corlett et al. 1992b, in which the less efficient tree
component captured most of the incident radiation dur- ing the second year, to the detriment of crop growth.
The observed variability in experimentally deter- mined e values contrasts with earlier views that e is
highly conservative except during severe water stress Azam-Ali et al., 1989, but complies with more re-
cent suggestions that the assumption of a constant value within species or cultivars may be erroneous
Demetriades-Shah et al., 1992, 1994. Indeed, these papers advanced some controversial views which
sparked considerable lively debate. These authors comprehensively criticised the concept that biomass
accumulation may be linked directly with cumu- lative intercepted radiation, and that meaningful e
values may be derived from such correlations. They argued that the concept of radiation use efficiency
is over-simplistic, cannot improve our understanding of crop growth and is of limited value in predicting
yield, and concluded that there was little evidence that incident radiation is a critical limiting factor de-
termining crop growth under normal field conditions. In support of this argument, Demetriades-Shah et al.
1992 presented data to show that the growth of broiler chickens could be correlated with estimates of
radiation interception derived from the size and popu- lation of birds, even though the two variables were not
causally related. They also contested the validity of establishing correlations between cumulative values
for biomass and radiation on the grounds that plot- ting cumulative values for randomly selected pairs of
numbers could produce apparently significant corre- lations, even though there was no linkage between the
numbers involved. They re-evaluated several experi- mental datasets and concluded that analysis of crop
growth in terms of cumulative intercepted radiation and the conversion efficiency of solar energy during
dry matter production should be approached with caution. A major plank in their argument was that
photosynthesis, and hence crop growth rate, depends on numerous soil, atmospheric and biological factors
of which radiation is only one component. They sug- gested that good correlations will always be found be-
tween radiation interception and any growing object, even when radiation is not the limiting variable, and
so a close correlation between crop growth and radi- ation interception may be expected even when light
is not a major limiting factor. Thus, although solar energy may be the most fundamental natural resource
for crop growth from a physical viewpoint, from a bi- ological viewpoint it is no more important than water,
nutrients, CO
2
or any other essential commodity. As a result, analysis of crop growth in terms of its radiation
conversion coefficient may be inappropriate when variables other than radiation are the primary limiting
factor.
Vijaya Kumar et al. 1996 provided experimental support for this view when they showed that the con-
version coefficient for rainfed castor beans Ricinus communis was less stable than previously suggested.
The values obtained varied from year to year and were influenced by sowing date, decreasing with lateness
of planting within the range 0.79–1.10 g MJ
− 1
; val- ues recorded prior to flowering were more stable than
C. Black, C. Ong Agricultural and Forest Meteorology 104 2000 25–47 31
those obtained after flowering began. These variations were positively correlated with atmospheric satura-
tion deficit D and wind speed and negatively corre- lated with water availability and temperature. In view
of these results, Vijaya Kumar et al. suggested that it would be necessary to incorporate the influence of
weather conditions into the algorithms used to calcu- late biomass in crop simulation models in order to pre-
dict effects on growth and yield. Other authors have previously described the influence of physical vari-
ables such as atmospheric saturation deficit Stockle and Kiniry, 1990, temperature Hammer and Vander-
lip, 1989, water stress Ong and Monteith, 1985 and biological factors such as phenology Spitters, 1990;
Giauffret et al., 1991, CO
2
fixation pathway and fol- iar nitrogen content Sinclair and Horie, 1989 on e.
In a spirited defence of the validity, generality and robustness of correlations between intercepted radia-
tion and growth and the conservativeness of e, JLM concluded that few of the arguments advanced by
Demetriades-Shah et al. 1992 were invincible, but that their paper would provoke crop scientists to con-
sider more carefully how errors involved in measur- ing intercepted radiation may be minimised and how
responses to stress may be interpreted in terms of sea- sonal changes in f and e. JLM stressed that, while some
early papers concerned with the relationship between radiation capture and dry matter production, including
his own 1977a contribution, suggested that e was con- sistent between species within major groups and was
apparently less affected by stress than f, many subse- quent reports showed that e is not invariably conserva-
tive, but may vary depending on growth stage, water and nutrient availability and the incidence of disease
Green, 1987; Garcia et al., 1988; Steinmetz et al., 1990; Bastiaans and Kropff, 1993. JLM suggested
that, contrary to the view of Demetriades-Shah et al. 1992, this did not invalidate the concept but instead
highlighted the need to test and improve methodology as new information becomes available.
In their original paper, Demetriades-Shah et al. suggested that relative growth rate RGR or net
assimilation rate NAR may be preferable to us- ing cumulative radiation interception and conversion
coefficients when analysing crop growth. However, Monteith 1994 argued that, since RGR and NAR
both decline systematically during crop growth, any attempt to correlate these variables with climatic or
environmental factors is likely to meet with lim- ited success. A reanalysis of data first published by
Kanemasu et al. 1990 was used to support this argument. JLM concluded that there is a sound
mechanistic basis for observations that biomass ac- cumulation often bears an almost linear relationship
to intercepted radiation since much of the radiation captured by annual crops is intercepted by young
leaves with a photosynthetic efficiency that is almost constant over a wide range of irradiances, stressed
or senescent leaves spend much of their time on the linear phase of the photosynthetic light response
curve, and there is often little seasonal variation in the average point at which leaves operate on the
light response curve. In his original discussion of the concept conversion coefficients, JLM 1977a
presented the results of a theoretical analysis which demonstrated that e would be expected to be directly
related to the CO
2
exchange rates of leaves, while Sinclair and Horie 1989 subsequently described the
steps involved in the theoretical derivation of daily e values. Their analysis demonstrated the close link-
age between e and the light-saturated rate of CO
2
exchange, the CO
2
fixation pathway and respiratory characteristics.
JLM’s arguments were supported by Kiniry 1994 and Arkebauer et al. 1994, who suggested that
Demetriades-Shah et al. 1992 had overlooked the fact that many environmental stresses which limit
growth act through physiological pathways directly involving the photosynthetic process and its products.
Arkebauer et al. 1994 advanced strong arguments to show that e cannot be expected to be constant, even
within a single species or genotype, in the face of changes in other environmental variables. They sug-
gested that ‘the concept of RUE is therefore a very powerful tool in understanding crop growth and pre-
dicting crop yield’ since factors which affect canopy and leaf photosynthesis and crop biomass accumula-
tion have a well defined influence on the value of e expressed by the crop.
Arkebauer et al. 1994 also dismissed criticisms that the reported variability in e is symptomatic of
inherent inadequacies in the concept by arguing that these resulted largely from an inconsistent definition
of e and lack of consideration of its physiological basis. The definition of e involves three separate fac-
tors: firstly, the type and energy content of the carbon
32 C. Black, C. Ong Agricultural and Forest Meteorology 104 2000 25–47
involved, i.e. net CO
2
uptake by the canopy, total above-ground dry matter production, or total plant
dry matter including roots and storage organs; sec- ondly, the way in which radiation is characterised i.e.
total incident solar radiation, intercepted shortwave radiation, intercepted PAR or absorbed PAR; finally,
the time scale over which e is calculated is extremely important and may range from instantaneous through
hourly, daily or weekly estimates to the seasonal time scale. Because widely differing definitions of e have
been adopted, the values obtained may be expected to show substantial variation, contributing to the contro-
versy over its conservatism. Thus, Begue et al. 1991 found that, when e was calculated for monocrop mil-
let over 5 day intervals, the values declined during the season from ca. 5.6 to 0.5 g MJ
− 1
PAR when expressed on a total above-ground basis, but the vari-
ation was reduced when e was calculated for specific developmental stages, ranging from 5.0 g MJ
− 1
dur- ing tillering to 2.3 g MJ
− 1
during maturation. Ong and Monteith 1985 also summarised values calcu-
lated over extended periods and showed that e was highly conservative for three well watered pearl millet
crops, ranging from 2.15 to 2.37 g MJ
− 1
during the pre-anthesis period; the values for two water-limited
crops were 2.0 and 1.5 g MJ
− 1
. The seasonal values were lower, ranging from 1.26 to 1.49 g MJ
− 1
for well watered crops and 1.14–1.17 g MJ
− 1
for water-limited stands.
Adverse environmental conditions may therefore reduce e because of their adverse effect on photo-
synthetic activity. Although Demetriades-Shah et al. 1992 pointed out that stress is commonly encoun-
tered in the field, Arkebauer et al. 1994 empha- sised that, far from invalidating the approach, a major
strength of e is that it can be used to quantify the im- pact of stress factors by comparing the observed values
with those obtained under unstressed conditions. They also suggested that, if radiation interception can be es-
timated from models of canopy development, the cu- mulative product of intercepted radiation and e calcu-
lated on a daily basis would enable maximum growth and yield potentials to be estimated for specific crops
and environments. This approach has proved useful in assessing the yield potential of various annual crops
including maize Zea mays; Jones and Kiniry, 1986, soybean Glycine max; Spaeth et al., 1987 and wheat
Triticum aestivum; Amir and Sinclair, 1991a. Modelling crop yields under water stress condi-
tions is important in understanding their growth un- der normal field conditions. As indicated previously,
e is influenced by stress factors because of its depen- dence on the gas exchange characteristics of leaves,
which are in turn related to soil moisture status. Simple models in which the impact of soil water deficits has
been related directly to e, crop growth and yield have been used successfully to simulate growth in soybean
Muchow and Sinclair, 1991, maize Muchow and Sinclair, 1991 and wheat Amir and Sinclair, 1991b.
For instance, Sinclair et al. 1992 used a soybean model incorporating e as a function of soil water con-
tent to compare yields across years and locations with differing rainfall in Argentina.
Remotely-sensed, as opposed to ground-level mea- surements, of annual PAR interception or even simple
accumulated values for spectral vegetation indices have been correlated with annual biomass production
for a range of ecosystems including crops Daughtry et al., 1992 and semi-arid grasslands Prince and
Tucker, 1986, and similar approaches have been applied at the continental Goward et al., 1985 or
global scale Potter et al., 1993; Ruimy et al., 1994. This approach was adapted by Goetz and Prince
1996 who used a simplified canopy radiative transfer model in combination with high resolution LAND-
SAT greeness vegetation index images to estimate annual interception of PAR by stands of quaking
aspen Populus tremuloides and black spruce Picea mariana in Northeastern Minnesota. The relation-
ship between estimated annual PAR interception and measured above-ground biomass production was then
used to calculate e. Annual PAR interception was generally higher and more consistent between stands
of aspen 600–1100 MJ m
− 2
per year than in black spruce 100–1100 MJ m
− 2
per year, for which the values varied widely irrespective of age. Stand age
influenced the relationship between cumulative PAR interception and biomass production in aspen, with
a strong correlation being found in young stands and a weak correlation in mature stands, an effect
attributed to increasing maintenance respiration de- mands as the ratio of foliar to total biomass decreased
with age. The e values for aspen 0.44–1.29 g MJ
− 1
with a mean of 0.92 g MJ
− 1
were lower than those for black spruce 0.17–0.89 g MJ
− 1
with a mean of 0.49 g MJ
− 1
.
C. Black, C. Ong Agricultural and Forest Meteorology 104 2000 25–47 33
3. Principles of water uptake and use