66
Annex 1 to the questionnaire for technical compliance update: size and structure of the financial and DNFBP sectors
AMLCFT Preventive Measures for Financial Institutions and DNFBPs R.10 to R.23
Type of Entity No. Licensed
Regulated Registered
AMLCFT Laws Enforceable Means for
Preventive Measures Date in Force or Last
Updated
where applicable Other additional Information
e.g. highlights of substantive changes etc.
Banks ХШГ
14 Yes
Life Insurers СЗХ
1 Yes
Securities СЗХ
MVTS money value transfer services
ХШГ, СЗХ Casinos
Lawyers өмгөөлөгч BAR
Notaries нотариат Н
Танхим
215
Accountants мэргэшсэн ня-
бо МНБИ Precious Metals Stones
Dealers
Татвар Trust and Company Service
Providers
Татвар Savings and credit
cooperative
СЗХ Non-banking Financial
Institutions
СЗХ
Additional rows may be added for other type of financial institutions and DNFBPs. Jurisdictions may also choose to have more granular and specific classification of the types of financial institutions and DNFBPs. Jurisdictions should indicate the specific provisions in the AMLCFT laws that set out the CDD, record keeping and STR reporting obligations.
Where there have been changes since its last update or where relevant, jurisdictions should also set out the specific provisions in the AMLCFT laws or enforceable means and key highlights of the obligations for other preventive measures e.g. PEPs, wire transfers, internal controls and foreign branches and subsidiaries etc..
67
STATE REGISTRATION AND STATISTICS OFFICE OF MONGOLIA
Legal entity, type Number of registered
legal entities Relevant law
Date got into force or last
revised date Shareholding company
295
Company law 2011-10-06
Limited liability company 103676
Company law 2011-10-06
State owned self- financing industrial organization 88
Law about Government and local property 1996-05-27
Local owned self-financing industrial organization 359
Law about Government and local property 1996-05-27
Government organization, office, state budget industrial 4318
Law about Government and local property 1996-05-27
Partnership 3609
Law about partnership 1995-05-21
Cooperative 3991
Law about cooperative 1998-01-08
Savings and credit cooperative 436
Law about savings and credit cooperative 2011-10-27
Non-profit organization 20862
Law about Non-profit organization 1997-01-31
Fund 979
Mass media 3467
Labour union organization 2531
Law about labor unions 1991-04-19
Religious organization 692
Law about government, church, monastery relation
1993-11-11
Foreign invested limited liability company 9187
Law about investment Company law
2013-10-03 2011-10-06
Technical Compliance questionnaire Annex 1: FINANCIAL REGULATORY COMMITTEE
AMLCFT Preventive Measures for Financial Institutions and DNFBPs R.10 to R.23 Type of Entity
No. Licensed Regulated Registered
AMLCFT Laws Enforceable Means for Preventive Measures
Date in Force or Last Updated where applicable
Other additional Information
e.g. highlights of substantive
