Multi-quasi-hyperbolic operators Calvo GENERALIZED GEVREY CLASSES AND

84 D. Calvo and hence: | ˆ uξ | 1 sµ ex pǫ|ξ | 1 s P ≤ 1 ǫ . So we obtain for a suitable constant C 0: | ˆ uξ | ≤ Cex p−ǫsµ|ξ | 1 s P = Cex p−ǫ ′ |ξ | 1 s P letting ǫ ′ = ǫsµ. If u ∈ E ′ R n satisfies: | ˆ uξ | ≤ C exp−ǫ|ξ | 1 s P = C exp − ǫ µ s |ξ | 1 s P µ s then: | ˆ uξ | 1 µ s exp ǫ µ s |ξ | 1 s P ≤ C 1 µ s . Hence, by expanding the exponential into Taylor series we have: ∞ X N =0 | ˆ uξ | 1 µ s ǫ ′ N |ξ | 1 s P N ≤ C ′ with C ′ = C 1 µ s , ǫ ′ = ǫ µ s . This implies: | ˆ uξ | 1 µ s ǫ ′ N |ξ | N s P N ≤ C ′ and hence for a new constant C 0: | ˆ uξ | ≤ C ′   C N |ξ | 1 s P   sµN that means that u ∈ G sP R n as the conditions of Theorem 4 are satisfied in a neigh- borhood of any x ∈ R n .

2. Multi-quasi-hyperbolic operators

For any complete polyhedron P we define the corresponding class of multi-quasi- hyperbolic operators, according to Definition 2. For short, we denote multi-quasi- hyperbolic operators of order s with respect to P by s, P-hyperbolic. Obviously, if PD is multi-quasi-hyperbolic of order s 1 with respect to P, PD is also multi-quasi-hyperbolic of order r, ∀r, 1 r s with respect to P. We now prove some properties for this class of operators. Multi-quasi-hyperbolic operators 85 P ROPOSITION 2. If PD is s, P-hyperbolic for 1 s ∞, then for any λ, ξ ∈ C × R n such that Pλ, ξ = 0, there is C 0 such that: 15 |ℑλ| ≤ C|ξ | 1 s P . Proof. The coefficient of λ m−1 in Pλ, ξ is a linear function of ξ . If the zeros of Pλ, ξ are denoted by λ j , it follows that P m j =1 λ j is a linear function of ξ . Then also P m j =1 ℑλ j is a linear combination of ξ , and if PD is s, P-hyperbolic, then: m X j =0 ℑλ j ≥ −mC|ξ | 1 s P implies P m j =0 ℑλ j = C for a suitable constant C . So we obtain for all λ k root of Pλ, ξ : ℑλ k = C − X j 6=k ℑλ j ≤ C + Cm − 1|ξ | 1 s P ≤ C ′ |ξ | 1 s P . That completes the inequality: |ℑλ k | ≤ C|ξ | 1 s P for all roots λ k of Pλ, ξ . P ROPOSITION 3. If PD is s, P-hyperbolic for 1 s ∞, then the princi- pal part P m D of PD is hyperbolic, i.e. the homogeneous polynomial P m λ, ξ satisfies: 16 P m λ, ξ = λ, ξ ∈ C × R n ⇒ ℑλ = 0. Proof. Taking σ 0, λ ∈ C, ξ ∈ R n , we get: P m λ, ξ = lim σ →∞ Pσ λ, σ ξ · σ −m From Proposition 2 the zeros of Pσ λ, σ ξ must satisfy: |ℑλ k | ≤ C |σ ξ | 1 s P σ So for σ → ∞, ℑλ = 0 for all the roots λ ∈ C of P m λ, ξ , that is P m D is hyperbolic. P ROPOSITION 4. For a differential operator P m D associated to an homogeneous polynomial P m λ, ξ , the notion of hyperbolicity and s, P-hyperbolicity coincide. The proof follows easily from Proposition 3. 86 D. Calvo P ROPOSITION 5. Let PD be a differential operator of the form: 17 PD = P m D + m−1 X j =0 a j D x D j t with homogeneous principal part: 18 P m D = D m t + m−1 X j =0 b j D x D j t , with: or der b j D x = m − j or der a j D x ≤ m − j − 1 and assume: 19 P m λ, ξ = for λ ∈ C, ξ ∈ R n implies ℑλ = 0 |a j ξ | ≤ C|ξ | m−1 P 1 + |ξ | − j for j = 1, . . . , m − 1 for a C 0. Then PD is m m−1 , P hyperbolic. Proof. By definition, the terms a j D x , b j D x satisfy for a suitable C 0: 20 |b j ξ | ≤ C|ξ | m− j |a j ξ | ≤ C|ξ | m− j −1 . In the region {ǫ|λ| |ξ |} for ǫ 0 sufficiently small, the following inequality is satisfied: |Pλ, ξ − λ m | ≤ C m−1 X j =0 |ξ | m− j |λ| j λ m 2 that implies: |Pλ, ξ | λ m 2 and consequently Pλ, ξ can’t have roots in this region and the roots must so satisfy for ǫ 0: 21 |λ| ≤ ǫ −1 |ξ |. On the other hand, for λ, ξ such that Pλ, ξ = 0: P m λ, ξ = − P − P m λ, ξ = − m−1 X j =0 a j ξ λ j . Multi-quasi-hyperbolic operators 87 In view of the estimates 21 and 19, we obtain: |P m λ, ξ | ≤ m−1 X j =0 |a j ξ ||λ| j ≤ C m−1 X j =0 |ξ | m−1 P 1 + |ξ | − j |λ| j ≤ C ′ m−1 X j =0 |ξ | m−1 P 1 + |ξ | − j |ξ | j ≤ C ′′ |ξ | m−1 P In view of the hyperbolicity of P m we can write: P m λ, ξ = m Y j =0 λ − λ j , λ j ∈ R. Hence: |ℑλ| m ≤ |P m λ, ξ | ≤ C ′′ |ξ | m−1 P |ℑλ| ≤ C ′′′ |ξ | m−1 m P i.e. PD is m m−1 , P hyperbolic. P ROPOSITION 6. Any differential operator PD = D m t + P m−1 j =0 a j D x D j t sat- isfying the condition: 22 |a j ξ | ≤ C|ξ | m− j −1 P j = 0, 1, . . . , m − 1, for C 0 is m m−1 , P hyperbolic. We note that the principal part is only D m t and is obviously hyperbolic; Proposition 6 states that in this particular case we may replace 19 with the weaker assumption 22. Proof. By the estimates 22 we have: |Pλ, ξ − λ m | ≤ C m−1 X j =0 |ξ | m− j −1 P |λ| j |λ| m 2 in the region {λ, ξ ∈ C × R n : |ξ | P ǫ|λ|} for a sufficiently small ǫ 0. Consequently |Pλ, ξ | |λ| m 2 and Pλ, ξ can’t have roots in this region and so they must satisfy: 23 |λ| ≤ ǫ −1 |ξ | P . For λ, ξ such that Pλ, ξ = 0, we write: λ m = −Pλ, ξ − λ m = − m−1 X j =0 a j ξ λ j . 88 D. Calvo In view of the estimate 23 for λ and 22 for a j ξ : |λ| m ≤ C ′ m−1 X j =0 |ξ | m− j −1 P |λ| j ≤ C ′′ |ξ | m−1 P Hence: |ℑλ| m ≤ C ′′ |ξ | m−1 P |ℑλ| ≤ C ′′′ |ξ | m−1 m P i.e. PD is m m−1 , P hyperbolic. R EMARK 5. A more general version of Proposition 6 is easily obtained by as- suming as in Proposition 5 that PD has hyperbolic homogeneous principal part P m D = P m−1 j =0 b j D x D j t with: 24 |b j ξ | ≤ C|ξ | m− j P , j = 0, 1, . . . , m − 1 and keeping condition 22 for the lower order terms. Observe however that 24 implies b j ξ ≡ 0, but in the quasi-homogeneous case. There follow some examples of multi-quasi-hyperbolic operators, that follow from the previous propositions. 1. If PD is a differential operator in R n with symbol Pξ and Newton polyhe- dron P of formal order µ, then the differential operator in R n+1 : QD = D m t + PD x , with m µ, is multi-quasi-hyperbolic of order m µ with respect to P. In fact, the roots of the symbol of QD satisfy: |ℑλ| ≤ C|ξ | µ m P . 2. A particular case of Proposition 5 is the following: if P is the polyhedron in R 2 of vertices 0, 0, 0, 2, 1, 0, then µ = 2 and the following operator: PD x , D t = P 3 D x , D t + C 1 D 2 x 2 + C 2 D x 1 + C 3 D x 2 + C 4 D t + C 5 where P 3 D x , D t is an hyperbolic homogeneous operator of order 3 and C 1 , ..., C 5 ∈ C, is multi-quasi-hyperbolic of order 3 2 with respect to P. Multi-quasi-hyperbolic operators 89 3. Another particular case of Proposition 5 is the following: if P is the polyhedron in R 2 of vertices 0, 0, 0, 3, 1, 2, 2, 0, then the formal order µ = 4 and the operator of order 4: PD t , D x = P 4 D t , D x + c 1 D 2 x 2 + c 2 D x 1 D x 2 + c 3 D x 2 D t + c 4 D x 1 + c 5 D x 2 + c 6 D t + c 7 where P 4 D x , D t is an hyperbolic homogeneous operator of order 4 and C 1 , ..., C 7 ∈ C, is multi-quasi-hyperbolic of order 4 3 with respect to P. 4. Let PD be a differential operator in R n with symbol Pξ , then we consider the differential operator in R n+1 : QD = D 2 t + △ x m − PD x with or der PD 2m. The roots of the symbol of QD satisfy: λ 2 − |ξ | 2 m − Pξ = 0 and then, denoting by Pξ 1 m the generic m − th root of Pξ : ℑλ = |ξ 2 + Pξ 1 m | 1 2 senθ where for θ 0: tg2θ = ℑξ 2 + Pξ 1 m ℜξ 2 + Pξ 1 m ≤ |Pξ | 1 m |ξ | 2 . We consider the first term of the Taylor expansion to estimate senθ : senθ ≤ C |Pξ | 1 m 2|ξ | 2 |ℑλ| ≤ C Pξ 1 m |ξ | Let P ′ be a given complete polyhedron. If for some ρ 1 we have: |Pξ | 1 m ≤ C|ξ | ρ P ′ |ξ | i.e. |Pξ | ≤ C|ξ | ρ m P ′ |ξ | m 25 then QD is multi-quasi-hyperbolic of order 1 ρ with respect to P ′ . If we con- sider in particular the Newton polyhedron associated to PD x with formal order µ 2m, then QD is multi-quasi-hyperbolic of order m µ , but we can consider also a larger class of polyhedra satisfying condition 25, and in any case stronger with respect to what we may deduce from Proposition 5. 90 D. Calvo

3. Proof of Theorem 2