Why Recovery Is Needed
21.1.4 Why Recovery Is Needed
Whenever a transaction is submitted to a DBMS for execution, the system is respon- sible for making sure that either all the operations in the transaction are completed successfully and their effect is recorded permanently in the database, or that the transaction does not have any effect on the database or any other transactions. In the first case, the transaction is said to be committed, whereas in the second case, the transaction is aborted. The DBMS must not permit some operations of a trans- action T to be applied to the database while other operations of T are not, because the whole transaction is a logical unit of database processing. If a transaction fails after executing some of its operations but before executing all of them, the opera- tions already executed must be undone and have no lasting effect.
Types of Failures. Failures are generally classified as transaction, system, and media failures. There are several possible reasons for a transaction to fail in the mid- dle of execution:
A hardware, software, or network error occurs in the computer system during transaction execution. Hardware crashes are usually media failures—for example, main memory failure.
1. A computer failure (system crash).
2. A transaction or system error. Some operation in the transaction may cause it to fail, such as integer overflow or division by zero. Transaction failure may
also occur because of erroneous parameter values or because of a logical programming error. 3 Additionally, the user may interrupt the transaction
during its execution.
3. Local errors or exception conditions detected by the transaction. During transaction execution, certain conditions may occur that necessitate cancel-
lation of the transaction. For example, data for the transaction may not be found. An exception condition, 4 such as insufficient account balance in a banking database, may cause a transaction, such as a fund withdrawal, to be canceled. This exception could be programmed in the transaction itself, and in such a case would not be considered as a transaction failure.
3 In general, a transaction should be thoroughly tested to ensure that it does not have any bugs (logical programming errors).
21.2 Transaction and System Concepts 751
4. Concurrency control enforcement. The concurrency control method (see Chapter 22) may decide to abort a transaction because it violates serializabil-
ity (see Section 21.5), or it may abort one or more transactions to resolve a state of deadlock among several transactions (see Section 22.1.3). Transactions aborted because of serializability violations or deadlocks are typically restarted automatically at a later time.
5. Disk failure. Some disk blocks may lose their data because of a read or write malfunction or because of a disk read/write head crash. This may happen
during a read or a write operation of the transaction.
6. Physical problems and catastrophes. This refers to an endless list of prob- lems that includes power or air-conditioning failure, fire, theft, sabotage,
overwriting disks or tapes by mistake, and mounting of a wrong tape by the operator.
Failures of types 1, 2, 3, and 4 are more common than those of types 5 or 6. Whenever a failure of type 1 through 4 occurs, the system must keep sufficient information to quickly recover from the failure. Disk failure or other catastrophic failures of type 5 or 6 do not happen frequently; if they do occur, recovery is a major task. We discuss recovery from failure in Chapter 23.
The concept of transaction is fundamental to many techniques for concurrency control and recovery from failures.
Parts
» Fundamentals_of_Database_Systems,_6th_Edition
» Characteristics of the Database Approach
» Advantages of Using the DBMS Approach
» A Brief History of Database Applications
» Schemas, Instances, and Database State
» The Three-Schema Architecture
» The Database System Environment
» Centralized and Client/Server Architectures for DBMSs
» Classification of Database Management Systems
» Domains, Attributes, Tuples, and Relations
» Key Constraints and Constraints on NULL Values
» Relational Databases and Relational Database Schemas
» Integrity, Referential Integrity, and Foreign Keys
» Update Operations, Transactions, and Dealing with Constraint Violations
» SQL Data Definition and Data Types
» Specifying Constraints in SQL
» The SELECT-FROM-WHERE Structure of Basic SQL Queries
» Ambiguous Attribute Names, Aliasing, Renaming, and Tuple Variables
» Substring Pattern Matching and Arithmetic Operators
» INSERT, DELETE, and UPDATE Statements in SQL
» Comparisons Involving NULL and Three-Valued Logic
» Nested Queries, Tuples, and Set/Multiset Comparisons
» The EXISTS and UNIQUE Functions in SQL
» Joined Tables in SQL and Outer Joins
» Grouping: The GROUP BY and HAVING Clauses
» Discussion and Summary of SQL Queries
» Specifying General Constraints as Assertions in SQL
» Introduction to Triggers in SQL
» Specification of Views in SQL
» View Implementation, View Update, and Inline Views
» Schema Change Statements in SQL
» Sequences of Operations and the RENAME Operation
» The UNION, INTERSECTION, and MINUS Operations
» The CARTESIAN PRODUCT (CROSS PRODUCT) Operation
» Variations of JOIN: The EQUIJOIN and NATURAL JOIN
» Additional Relational Operations
» Examples of Queries in Relational Algebra
» The Tuple Relational Calculus
» The Domain Relational Calculus
» Using High-Level Conceptual Data Models
» Entity Types, Entity Sets, Keys, and Value Sets
» Relationship Types, Relationship Sets, Roles, and Structural Constraints
» ER Diagrams, Naming Conventions, and Design Issues
» Example of Other Notation: UML Class Diagrams
» Relationship Types of Degree Higher than Two
» Subclasses, Superclasses, and Inheritance
» Constraints on Specialization and Generalization
» Specialization and Generalization Hierarchies
» Modeling of UNION Types Using Categories
» A Sample UNIVERSITY EER Schema, Design Choices, and Formal Definitions
» Data Abstraction, Knowledge Representation, and Ontology Concepts
» ER-to-Relational Mapping Algorithm
» Discussion and Summary of Mapping for ER Model Constructs
» Mapping EER Model Constructs
» The Role of Information Systems
» The Database Design and Implementation Process
» Use of UML Diagrams as an Aid to Database Design Specification 6
» Rational Rose: A UML-Based Design Tool
» Automated Database Design Tools
» Introduction to Object-Oriented Concepts and Features
» Object Identity, and Objects versus Literals
» Complex Type Structures for Objects and Literals
» Encapsulation of Operations and Persistence of Objects
» Type Hierarchies and Inheritance
» Other Object-Oriented Concepts
» Object-Relational Features: Object Database Extensions to SQL
» Overview of the Object Model of ODMG
» Built-in Interfaces and Classes in the Object Model
» Atomic (User-Defined) Objects
» Extents, Keys, and Factory Objects
» The Object Definition Language ODL
» Differences between Conceptual Design of ODB and RDB
» Mapping an EER Schema to an ODB Schema
» Query Results and Path Expressions
» Overview of the C++ Language Binding in the ODMG Standard
» Structured, Semistructured, and Unstructured Data
» XML Hierarchical (Tree) Data Model
» Well-Formed and Valid XML Documents and XML DTD
» XPath: Specifying Path Expressions in XML
» XQuery: Specifying Queries in XML
» Extracting XML Documents from
» Database Programming: Techniques
» Retrieving Single Tuples with Embedded SQL
» Retrieving Multiple Tuples with Embedded SQL Using Cursors
» Specifying Queries at Runtime Using Dynamic SQL
» SQLJ: Embedding SQL Commands in Java
» Retrieving Multiple Tuples in SQLJ Using Iterators
» Database Programming with SQL/CLI Using C
» JDBC: SQL Function Calls for Java Programming
» Database Stored Procedures and SQL/PSM
» PHP Variables, Data Types, and Programming Constructs
» Overview of PHP Database Programming
» Imparting Clear Semantics to Attributes in Relations
» Redundant Information in Tuples and Update Anomalies
» Normal Forms Based on Primary Keys
» General Definitions of Second and Third Normal Forms
» Multivalued Dependency and Fourth Normal Form
» Join Dependencies and Fifth Normal Form
» Inference Rules for Functional Dependencies
» Minimal Sets of Functional Dependencies
» Properties of Relational Decompositions
» Dependency-Preserving Decomposition
» Dependency-Preserving and Nonadditive (Lossless) Join Decomposition into 3NF Schemas
» Problems with NULL Values and Dangling Tuples
» Discussion of Normalization Algorithms and Alternative Relational Designs
» Further Discussion of Multivalued Dependencies and 4NF
» Other Dependencies and Normal Forms
» Memory Hierarchies and Storage Devices
» Hardware Description of Disk Devices
» Magnetic Tape Storage Devices
» Placing File Records on Disk
» Files of Unordered Records (Heap Files)
» Files of Ordered Records (Sorted Files)
» External Hashing for Disk Files
» Hashing Techniques That Allow Dynamic File Expansion
» Other Primary File Organizations
» Parallelizing Disk Access Using RAID Technology
» Types of Single-Level Ordered Indexes
» Some General Issues Concerning Indexing
» Algorithms for External Sorting
» Implementing the SELECT Operation
» Implementing the JOIN Operation
» Algorithms for PROJECT and Set
» Notation for Query Trees and Query Graphs
» Heuristic Optimization of Query Trees
» Catalog Information Used in Cost Functions
» Examples of Cost Functions for SELECT
» Examples of Cost Functions for JOIN
» Example to Illustrate Cost-Based Query Optimization
» Factors That Influence Physical Database Design
» Physical Database Design Decisions
» An Overview of Database Tuning in Relational Systems
» Transactions, Database Items, Read and Write Operations, and DBMS Buffers
» Why Concurrency Control Is Needed
» Transaction and System Concepts
» Desirable Properties of Transactions
» Serial, Nonserial, and Conflict-Serializable Schedules
» Testing for Conflict Serializability of a Schedule
» How Serializability Is Used for Concurrency Control
» View Equivalence and View Serializability
» Types of Locks and System Lock Tables
» Guaranteeing Serializability by Two-Phase Locking
» Dealing with Deadlock and Starvation
» Concurrency Control Based on Timestamp Ordering
» Multiversion Concurrency Control Techniques
» Validation (Optimistic) Concurrency
» Granularity of Data Items and Multiple Granularity Locking
» Using Locks for Concurrency Control in Indexes
» Other Concurrency Control Issues
» Recovery Outline and Categorization of Recovery Algorithms
» Caching (Buffering) of Disk Blocks
» Write-Ahead Logging, Steal/No-Steal, and Force/No-Force
» Transaction Rollback and Cascading Rollback
» NO-UNDO/REDO Recovery Based on Deferred Update
» Recovery Techniques Based on Immediate Update
» The ARIES Recovery Algorithm
» Recovery in Multidatabase Systems
» Introduction to Database Security Issues 1
» Discretionary Access Control Based on Granting and Revoking Privileges
» Mandatory Access Control and Role-Based Access Control for Multilevel Security
» Introduction to Statistical Database Security
» Introduction to Flow Control
» Encryption and Public Key Infrastructures
» Challenges of Database Security
» Distributed Database Concepts 1
» Types of Distributed Database Systems
» Distributed Database Architectures
» Data Replication and Allocation
» Example of Fragmentation, Allocation, and Replication
» Query Processing and Optimization in Distributed Databases
» Overview of Transaction Management in Distributed Databases
» Overview of Concurrency Control and Recovery in Distributed Databases
» Current Trends in Distributed Databases
» Distributed Databases in Oracle 13
» Generalized Model for Active Databases and Oracle Triggers
» Design and Implementation Issues for Active Databases
» Examples of Statement-Level Active Rules
» Time Representation, Calendars, and Time Dimensions
» Incorporating Time in Relational Databases Using Tuple Versioning
» Incorporating Time in Object-Oriented Databases Using Attribute Versioning
» Temporal Querying Constructs and the TSQL2 Language
» Spatial Database Concepts 24
» Multimedia Database Concepts
» Clausal Form and Horn Clauses
» Datalog Programs and Their Safety
» Evaluation of Nonrecursive Datalog Queries
» Introduction to Information Retrieval
» Types of Queries in IR Systems
» Evaluation Measures of Search Relevance
» Web Analysis and Its Relationship to Information Retrieval
» Analyzing the Link Structure of Web Pages
» Approaches to Web Content Analysis
» Trends in Information Retrieval
» Data Mining as a Part of the Knowledge
» Goals of Data Mining and Knowledge Discovery
» Types of Knowledge Discovered during Data Mining
» Market-Basket Model, Support, and Confidence
» Frequent-Pattern (FP) Tree and FP-Growth Algorithm
» Other Types of Association Rules
» Approaches to Other Data Mining Problems
» Commercial Data Mining Tools
» Data Modeling for Data Warehouses
» Difficulties of Implementing Data Warehouses
» Grouping, Aggregation, and Database Modification in QBE
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