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ACTA UNIVERSITATIS APULENSIS

No 10/2005

Proceedings of the International Conference on Theory and Application of
Mathematics and Informatics ICTAMI 2005 - Alba Iulia, Romania

STABILITY OF A VARIATIONAL INEQUALITY WITH
RESPECT TO DOMAIN PERTURBATIONS
Daniela Inoan
Abstract.We study a class of parametric nonlinear variational inequalities, in the special case when the parameter is the underlying domain. The
stability of the solution with respect to the perturbations of the domain is
investigated.
2000 Mathematics Subject Classification: 47J20, 90C31.
1. Introduction
Parametric variational inequalities were studied in many papers, among
which we mention [7], [8], where there were established some results concerning
the stability under small perturbations of the parameter, for the solutions of
some abstract variational inequalities.
A special case is when the parameter to be perturbed is the geometric
domain on which the variational problem is defined. Continuity with respect

to the domain is an important issue in shape optimization and was studied a
lot, see [3], [4], [5], [6], [1] and the references therein.
More precisely, consider a family of variational inequalities:
Find uΩ ∈ K(Ω),

such that hA(Ω, uΩ ), v − uΩ i ≥ , ∀ v ∈ K(Ω),

where Ω ⊂ RN is bounded and open , K(Ω) ⊂ H01 (Ω) and A(Ω, u) ∈ (H (Ω))∗ .
For Ω0 fixed in the class of admissible domains and u0 a solution of the corresponding inequality, the following problem appears: Is there a neighborhood
W0 of Ω0 and a mapping u defined on it, continuous at Ω0 , with u(Ω0 ) = u0 ,
and such that for each Ω ∈ W0 , u(Ω) is a solution of the corresponding variational inequality ?
We studied such a problem in a previous paper [2], with the topology on
the class of admissible domains given by the mapping method (see [5]). In this
paper we are concerned with the stability with respect to the domain when
the topology is the one defined by the Hausdorff complementary metric.
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D. Inoan - Stability of a variational inequality with respect ...
2. Abstract parametric variational inequalities
We expose here a particular case of the results proved in [7], which will be

used in what follows.
Let H be a real, reflexive Banach space and H ∗ its dual. Let W be a
topological space, T : W × H → H ∗ a mapping and K : W → 2H a set-valued
mapping. For each parameter w ∈ W , a variational inequality is formulated:
(V I)w

Find x(w) ∈ K(w), such that hT (w, x(w)), y−x(w)i ≥ 0, ∀ y ∈ K(w).

Let w0 ∈ W be fixed and let x0 ∈ K(w0 ) be the solution of the corresponding
problem (V I)w0 . The problem (V I)w0 is called stable under perturbations if
there exists a neighborhood W0 of w0 and a mapping x : W0 → H, continuous
at w0 , with x(w0 ) = x0 , such that, for each w ∈ W0 , x(w) is a solution of
(V I)w .
Definition 1. The mapping T : W × H → H ∗ is called consistent in w
at (w0 , x0 ) if, for each 0 < r ≤ 1, there exists a neighborhood Wr of w0 and a
function β : Wr → R, continuous at w0 , with β(w0 ) = 0 such that, for each
w ∈ Wr , there exists yw ∈ K(w) such that
kyw − x0 k ≤ β(w)
and
hT (w, yw ), z − yw i + β(w)kz − yw k ≥ 0,

for each z ∈ K(w) such that r < kz − yw k ≤ 2.
Definition 2. The mappings T (w, ·) : H → H ∗ are called uniformly
strongly monotone on W0 ⊂ W if there exists a positive constant α, such that
for all w ∈ W0 and x, y ∈ H, x 6= y we have :
hT (w, x) − T (w, y), x − yi ≥ αkx − yk2 .
Theorem 1. With the above notations, let the set K(w) be closed and
convex for each parameter w ∈ W . Consider w0 ∈ W and x0 ∈ K(w0 ) fixed.
Suppose that:
(i) x0 is a solution of (V I)w0 ;
(ii) T is consistent in w at (w0 , x0 );
124

D. Inoan - Stability of a variational inequality with respect ...
(iii) there exists a neighborhood V of w0 such that the maps T (w, ·) are uniformly strongly monotone, continuous from the line segments of H to H ∗ with
the weak topology, for all w ∈ V and x ∈ K(w).
Then the problem (V I)w0 is stable under perturbations.
3.Stability with respect to perturbations of the underlying
domain
Let D be a bounded and open subset of RN .
Denote G(D) = {Ω ⊂ D | Ω open }.

On each Ω ∈ G(D) we formulate a variational inequality, obtaining the
following family of problems:
(V IΩ ) Z Find uΩ ∈ K(Ω), such that
A(x, uΩ (x), ∇uΩ (x))(∇v(x) − ∇uΩ (x))dx
ΩZ

+



a(x, uΩ (x), ∇uΩ (x))(v(x) − uΩ (x))dx ≥ 0, ∀ v ∈ K(Ω),

where
(H1) K(Ω) is a closed, convex, nonempty subset of the Sobolev space
1
H0 (Ω),
(H2) A = (a1 , . . . , aN ), aj , a : D × R × RN → R are functions with the
properties:
(P1) aj (x, η, ξ), a(x, η, ξ) are measurable with respect to the first variable
and continuous with respect to the pair (η, ξ),

(P2) |aj (x, η, ξ)|+|a(x, η, ξ)| ≤ c1 (k(x)+|η|+kξkN ), with c1 > 0 a constant
and k ∈ L2 (D) a positive function,
(P3)

N
X

aj (x, η, ξ)ξj ≥ c2 kξk2N − c3 and a(x, η, ξ)η ≥ c4 |η|2 − c5 , with cj

j=1

positive constants,
(P4)

N
X

˜ j − ξ˜j ) + [a(x, η, ξ) − a(x, η˜, ξ)](η
˜
[aj (x, η, ξ) − aj (x, η˜, ξ)](ξ

− η˜) ≥

j=1
2

˜ 2 ), for a.e. x ∈ D, for all η, η˜ ∈ R and ξ, ξ˜ ∈ RN .
α(|η − η˜| + kξ − ξk
N
In the conditions stated above, there exists a solution to the variational
inequality (V IΩ ) (see for example [9], pg. 74).
For each inequality from the family (V IΩ ), the space where the solution
lies (H01 (Ω)) changes together with Ω. In order to apply Theorem 1, we will
125

D. Inoan - Stability of a variational inequality with respect ...
write equivalent forms of the variational problems by extending the functions
on the hold-all domain D:
(V IDΩ ) Z Find uΩ ∈ e0 (K(Ω)), such that
A(x, uΩ (x), ∇uΩ (x))(∇v(x) − ∇uΩ (x))dx
DZ


+

D

a(x, uΩ (x), ∇uΩ (x))(v(x) − uΩ (x))dx ≥ 0, ∀ v ∈ e0 (K(Ω)),

where uΩ = e0 (uΩ ) is the extension with 0 to D of the function uΩ ∈ H01 (Ω)
and e0 (K(Ω)) = {e0 (u) | u ∈ K(Ω)} ⊂ H01 (D).
According to [1], the extension operator e0 : H01 (Ω) → H01 (D) is linear and
isometric. Also, it takes place:
Theorem 2. [1] Let Ω and D be open subsets of RN , with Ω ⊂ D. The
linear subspace e0 (K(Ω)) of H01 (D) is closed and isometric isomorphic with
H01 (Ω). For each ψ ∈ e0 (K(Ω)), we have ψ|Ω ∈ H01 (Ω) and ∂ α ψ = 0, a.e. on
D \ Ω, for every α, |α| ≤ 1.
The topology that we use on the class of geometric domains G(D) is the
Hausdorff complementary topology.
For a set A ⊂ RN , the distance function is defined by
dA (x) =


(

inf y∈A ky − xkN , A 6= ∅
∞,
A=∅

The Hausdorff complementary metric on G(D) is:
ρC
H (Ω1 , Ω2 ) = kdCΩ1 − dCΩ2 kC(D) ,
for each Ω1 , Ω2 ∈ G(D), CΩi = D \ Ωi .
Theorem 3.[1] (G(D), ρC
H ) is a compact metric space.
Defining the operator A : H (D) → (H (D))∗ by
hA(u), wi =

Z

D

A(x, u(x), ∇u(x))∇w(x)dx +


Z

D

a(x, u(x), ∇u(x))w(x)dx,

we can write the family of problems (V IDΩ ) like:
Find uΩ ∈ e0 (K(Ω)) s. t. hA(uΩ ), v −uΩ i ≥ , ∀ v ∈ e (K(Ω)) ⊂ H (D).
126

D. Inoan - Stability of a variational inequality with respect ...
With these notations, the theory for the abstract variational inequalities can
be applied: H = H01 (D) (reflexive Banach space); W = G(D) endowed with
˜ : G(D) → H (D) , K(Ω)
˜
the Hausdorff complementary topology; T = A; K
=
e0 (K(Ω)).
Let Ω0 ∈ G(D) be fixed and let uΩ0 = e0 (uΩ0 ) be the solution of the problem

(V IDΩ0 ). We make the additional hypotheses:
(H3) There exists a neighborhood W0 of Ω0 and a positive constant δ
such that, for every Ω1 , Ω2 ∈ W0 and every u1 ∈ e0 (K(Ω1 )), there exists
u2 ∈ e0 (K(Ω2 )) such that
ku1 − u2 kH01 (D) ≤ δρC
H (Ω1 , Ω2 ).
˜ ≤ L1 |η − η˜| + L2 kξ − ξk
˜ N and
(H4) |aj (x, η, ξ) − aj (x, η˜, ξ)|
˜ ≤ L3 |η − η˜| + L4 kξ − ξk
˜ N , with Li positive constants.
|a(x, η, ξ) − a(x, η˜, ξ)|
In these conditions, the main result of this section can be proved:
Theorem 4. Let Ω0 ∈ G(D) be fixed and let uΩ0 ∈ e0 (K(Ω0 )) be a solution of the variational inequality (V IDΩ0 ). If (H1)-(H4) are satisfied, then
(V IDΩ0 ) is stable under perturbations, that is: there exists a neighborhood W0
of Ω0 and a mapping u : W0 → H01 (D) such that for each Ω ∈ W0 , u(Ω) is a
solution of (V IDΩ ), u(Ω0 ) = uΩ0 and u is continuous at Ω0 .
Proof:
(a) We prove that A is consistent in Ω at (Ω0 , uΩ0 ). Let r ∈]0, 1], W0 the
neighborhood from (H3) and Ω ∈ W0 . For Ω1 := Ω0 , Ω2 := Ω, u1 = uΩ0 there

exists, according to (H3), vΩ ∈ e0 (K(Ω)) such that
kvΩ − uΩ0 kH01 (D) ≤ δρC
H (Ω, Ω0 ).
We define, following the idea from [7],
q

Ω
β(Ω) = max{ δρC
H (Ω, Ω0 ), 2kA(vΩ ) − A(u )k(H (D))∗ }

Obviously, β(Ω0 ) = 0 (taking vΩ0 = uΩ0 ).
To prove the continuity of β at Ω0 , let Ωn → Ω0 in the Hausdorff complementary topology, that is ρC
H (Ωn , Ω0 ) → 0. This also implies (by (H3)) that there
exists vΩn such that vΩn → uΩ0 in H01 (D).
kA(vΩn ) − A(uΩ )k(H (D))∗
= sup{|hA(vΩn ) − A(uΩ ), wi| | w ∈ H (D), kwkH (D) ≤ }
127

D. Inoan - Stability of a variational inequality with respect ...
We evaluate, using (H4) and H¨older inequality:
Ω
|hA(v
Z Ωn ) − A(u ), wi|


+



ZD

|[A(x, vΩn (x), ∇vΩn (x)) − A(x, uΩ0 (x), ∇uΩ0 (x))]∇w(x)|dx

|[a(x, vΩn (x), ∇vΩn (x)) − a(x, uΩ0 (x), ∇uΩ0 (x))]w(x)|dx

ZD 
D

L1 |vΩn (x) − uΩ0 (x)|


+ L2 k∇vΩn (x) − ∇uΩ0 (x)kN (|w(x)| + k∇w(x)kN ) dx
≤ LkvΩn − uΩ0 kH01 (D) kwkH01 (D) → 0,
when Ωn → Ω0 . This implies the continuity of β at Ω0 .
Let now Wr be a neighborhood of Ω0 such that for each Ω ∈ Wr , β(Ω) ≤
1 (this is possible because β(Ω0 ) = 0 and β is continuous at Ω0 ) and r −
4β(Ω)kA(uΩ )k(H (D))∗ ≥  (β can be sufficiently small in a neighborhood of
Ω0 and r and kA(uΩ )k are fixed).
From (H3) and the definition of β we have that
kvΩ − uΩ0 kH01 (D) ≤ β 2 (Ω) ≤ β(Ω).
For Ω ∈ Wr , let z ∈ e0 (K(Ω)) such that r ≤ kz − vΩ k ≤ 2. We have:
hA(vΩ ), z − vΩ i + β(Ω)kz − vΩ kH (D)
= hA(vΩ ) − A(uΩ ), z − vΩ i + hA(uΩ ), z − vΩ i + β(Ω)kz − vΩ kH (D)
≥ −kA(vΩ ) − A(uΩ )k(H (D))∗ kz − vΩ kH (D) + hA(uΩ ), z − z i
+hA(uΩ ), z − uΩ i + hA(uΩ ), uΩ − vΩ i + β(Ω)r
1
≥ − β(Ω)r − kA(uΩ )kkz − z k − kA(uΩ )kkuΩ − vΩ k + β(Ω)r
2
1

≥ β(Ω)r − 2β 2 (Ω)kA(uΩ )k = β(Ω)[r − β(Ω)kA(uΩ )k] ≥ .
2

Here we used the fact that z0 is chosen in e0 (K(Ω0 )) such that kz − z0 k ≤
2
2
Ω0
C
δρC
H (Ω0 , Ω) ≤ β (Ω) and ku −vΩ k ≤ δρH (Ω0 , Ω) ≤ β (Ω). So the consistency
of A is proved.
(b) A is uniformly strongly monotone. Indeed, for every u, v ∈ H01 (D),

128

D. Inoan - Stability of a variational inequality with respect ...
u 6= v we have, using the property (P4):
hA(u) − A(v), u − vi
=



Z X
N

D j=1

[aj (x, u(x), ∇u(x)) − aj (x, v(x), ∇v(x))](∇uj (x) − ∇vj (x))

+[a(x,
u(x), ∇u(x)) − a(x, v(x), ∇v(x))](u(x) − v(x))dx
Z
D

α(|u(x) − v(x)|2 + k∇u(x) − ∇v(x)k2N )dx = αku − vk2H01 (D) .

(c) The operator A is continuous from H01 (D) with the strong topology to
(H01 (D))∗ with the weak* topology.
Indeed, for un → u in H01 (D) and v ∈ H01 (D), we have
|hA(un ), vi − hA(u), vi| ≤ Lkun − ukH (D) kvkH (D) → .
All the hypotheses of Theorem 1 are satisfied, so applying this result we get
the desired conclusion.
Remark. The classical linear case
hB(u), wi =
2

Z

D

B(x)∇u(x)∇w(x)dx +

Z

b(x)u(x)w(x)dx

D

2

with B ∈ C(RN )N ∩ L∞ (RN )N and b ∈ C(RN ) ∩ L∞ (RN ), satisfies the
hypotheses H1, H2, H4.
References
[1] M.C. Delfour and J.-P. Zol´esio, Shapes and Geometries. Analysis, Differential Calculus and Optimization, Advances in Design and Control, SIAM,
2001.
[2] D. Inoan, Stability with respect to the domain of a nonlinear variational
inequality, Mathematical Notes, Miskolc, vol. 4, no. 1, (2003), pg. 25-34.
[3] J. Sokolowski and J.P. Zolesio, Introduction to Shape Optimization.
Shape Sensitivity Analysis, Springer-Verlag, 1992.
[4] O. Pironneau, Optimal Shape Design for Elliptic Systems, SpringerVerlag, New-York, 1984.
[5] F.Murat and J. Simon, Sur le Controle par un Domaine Geometrique,
preprint No. 76015, University of Paris, 1976.
129

D. Inoan - Stability of a variational inequality with respect ...
[6] W.B. Liu and J.E. Rubio, Optimal Shape Design for Systems Governed
by Variational Inequalities, Part 1:Existence theory for Elliptic Case, Part 2:
Existence Theory for Evolution Case, J. of Optimization Theory and Applications, 69 (1991) pg. 351-371, pg. 373-396.
[7] G. Kassay and J. Kolumb´an, Multivalued Parametric Variational Inequalities with α-Pseudomonotone Maps, J. of Optimization Theory and Applications 107, no.1 (2000), pg. 35-50.
[8] W. Alt and I. Kolumb´an, An Implicit Function Theorem for a Class of
Monotone Generalized Equations, Kybernetica, vol. 29 (1993), pg. 210-221.
[9] R.E. Showalter, Monotone Operators in Banach Space and Nonlinear
Partial Differential Equations, American Mathematical Society, Mathematical
Surveys and Monographs, vol. 49, (1997).
Daniela Inoan
Department of Mathematics
Technical University of Cluj-Napoca
C. Daicoviciu 15, Cluj-Napoca, Romania
email:Daniela.Inoan@math.utcluj.ro

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