vol5_pp19-23. 127KB Jun 04 2011 12:06:14 AM

The Electronic Journal of Linear Algebra.
A publication of the International Linear Algebra Society.
Volume 5, pp. 19-23, February 1999.
ISSN 1081-3810. http://math.technion.ac.il/iic/ela

ELA

THE POSSIBLE NUMBERS OF ZEROS
IN AN ORTHOGONAL
MATRIX
G.-S. CHEONy , C. R. JOHNSONz , S.-G. LEEx , AND E. J. PRIBBLE{

Abstract. It is shown that for n  2 there is an n  n indecomposable orthogonal matrix with
exactly k entries equal to zero if and only if 0  k  (n , 2)2 .
Key words. orthogonal matrix, indecomposable matrix, zero-nonzero pattern
AMS subject classi cations. 15A57, 05C50

1. Introduction. By a pattern we simply mean the arrangement of zero and
nonzero entries in a matrix. An  pattern is called orthogonal if there is a
(real) orthogonal matrix whose pattern is . By #( ) or #( ) we mean the
number of zero entries in the matrix or pattern . An  pattern (or matrix)

is called indecomposable if it has no  zero submatrix, + = ; equivalently,
there do not exist permutation matrices 1 and 2 such that
n

n

P

U

P

U

U

P

P


r

q

1

2=

Q PQ

n

r

Q



P


n

q

n

Q

11
P21

P

O



;

22


P

in which 11 and 22 are square and nonempty (or, equivalently the bipartite graph
of is connected). If were an orthogonal pattern and there were such reducing
blocks, then an elementary calculation shows that 21 = also. Since an 
orthogonal matrix is invertible, #( )  ( , 1) (which is sharp because the
identity is orthogonal), but to be indecomposable, must have more nonzero entries.
In [BBS], it was observed that the maximum number of zero entries in an 
indecomposable orthogonal matrix,  2, is ( , 2)2 , in response to a query made
by [F].
What, then, about smaller numbers of zeros? It should be noted that if any
single entry is changed to a nonzero in any indecomposable orthogonal pattern
that realizes ( , 2)2 zeros,  5, the resulting pattern is no longer orthogonal.
Nonetheless, ( ,2)2 ,1 zeros can occur in an  indecomposable orthogonal matrix.
It is our purpose here to show that there is an  indecomposable orthogonal matrix
P

P


P

P

P

U

U

O

n

n

n

n


n n

U

n

n

P

n

n

n

n

n


n

n

 Received by the editors on 24 September 1998. Accepted for publication on 27 January 1999.
Handling Editor: Daniel Hershkowitz.
y Department
of Mathematics, Daejin University, Pocheon 487-711, Korea
([email protected]).
z Department of Mathematics, College of William & Mary, Williamsburg, VA 23187-8795, USA
([email protected]). The work of this author was supported by the National Science Foundation through NSF REU grant DMS-96-19577.
x Department of Mathematics, Sungkyunkwan University, Suwon 440-746, Korea, BSRI-98-1420
([email protected]).
{ Department of Mathematics, University of Oregon, Eugene, OR 97403-1222, USA ([email protected]). The work of this author was supported by the National Science Foundation through NSF REU grant DMS-96-19577.
19

ELA

U such that #(U ) = k if and only if 0  k  (n , 2)2 , thereby greatly strengthening


earlier observations. The same is true for complex unitary matrices.

2. Numbers of Zeros from 0 to 21 (n , 2)(n , 1). Let P be an n  n indecom-

posable orthogonal matrix with columns p1 ; : : : ; pn , and let


A = ac db



be a 2  2 orthogonal matrix with no zero entries. Then it is easy to show that the
matrix


Di (P ) = p01    pi0,1 apc i bpd i pi0+1    p0n



is an (n + 1)  (n + 1) indecomposable orthogonal matrix. This idea comes from the

notions of matrix weaving and woven matrices which can be found in [C].
It should be clear at this point that the above notion may as well be applied to
orthogonal patterns. Thus we obtain the following lemma.
Lemma 2.1. If P is an n  n indecomposable orthogonal pattern, then Di (P ) is
an (n + 1)  (n + 1) indecomposable orthogonal pattern.
Since for each , 0 <  < 2 ,


) , sin()
B () = cos(
sin() cos()



is an orthogonal matrix, it is clear that there are full (i.e. indecomposable) 2  2
orthogonal matrices and that there are ones arbitrarily close to the identity matrix
I2 . It follows that for any B () with a suciently small  and for any vector v 2 R 2
with no zero components, the row vector vT B () has no zero components.
We denote by Kn;i the n  n pattern whose only zero entries are the rst i entries
of the last row.

Lemma 2.2. For n  2, each Kn;i , i = 0; : : : ; n , 2, is an indecomposable
orthogonal pattern.
Proof. First we show that if Kn;i is an orthogonal pattern for n  2 and some
integer i satisfying 1  i  n , 2, then Kn;i,1 is also an orthogonal pattern. For
n  2, suppose there exists an n  n orthogonal matrix A = (apq ) and an integer i
satisfying 1  i  n , 2 so that A has pattern Kn;i . De ne Rj () to be the n  n
orthogonal matrix with entries equal to the identity matrix except that


) , sin()
Rj ()[fj; j + 1g] = cos(
sin() cos()



where the notation A[ ] denotes the principal submatrix of A whose rows and columns
are indexed by the set .
20

ELA


Now form the product ARi (). Note that A and ARi () are entrywise equal
except for columns i and i + 1. These two columns of ARi () are
2
3 2
a1;i cos() + a1;i+1 sin()
,a1;i sin() + a1;i+1 cos() 3
66
77 6
7
..
..
7
.
.
64
75 and 6
6
7;
4
an,1;i cos() + an,1;i+1 sin()
,an,1;i sin() + an,1;i+1 cos() 5
an;i+1 sin()
an;i+1 cos()
respectively. Since both A and Ri () are orthogonal, the product ARi () is orthogonal. Now we only need to choose some  suciently close to 0 so that we do not
create any extra zero entries in ARi (). Thus ARi () is an orthogonal matrix with
pattern Kn;i,1 .
Next we prove the lemma using the above result. We proceed by induction.
Assume that for n  2 there exists a full n  n orthogonal pattern P . Note that there
is such a pattern for n = 2. By Lemma 2.1, Dn (P ) is also an orthogonal pattern.
Dn (P ) has pattern Kn+1;(n+1),2. By the above result, Kn+1;i , i = 0; : : : ; (n + 1) , 2,
is also an orthogonal pattern. And Kn+1;0 is an (n + 1)  (n + 1) full orthogonal
pattern, which completes the induction. Note that for i satisfying 0  i  n , 2, Kn;i
is indecomposable as well.
We now know that iterative application of the operator Dj () to a Kn;i , 0  i 
n , 2, will produce indecomposable orthogonal patterns. Certain of these will be of
particular interest.
For 2  m  n and 0  i  m , 2, we let
Hn;m;i = Dn,1(Dn,2 (   Dm(Km;i )   )):
Then we obtain the following immediate corollary to Lemmas 2.1 and 2.2.
Corollary 2.3. Each Hn;m;i , 2  m  n, 0  i  m , 2 is an indecomposable
orthogonal pattern.
We note that since Hn;2;0 is the full n  n (upper) Hessenberg pattern, it follows
that this pattern with #(Hn;2;0 ) = 21 (n , 2)(n , 1) is orthogonal. This is the sparsest
pattern among the Hn;m;i and its indecomposable orthogonality will also be used in
the next section.
1
Corollary 2.4. For each k = 0; : : : ; (n , 2)(n , 1), there is an n  n inde2
composable orthogonal matrix with exactly k zero entries.
Proof. We count the number of zeros in each Hn;m;i where 2  m  n and
0  i  m , 2. Km;i has i zeros, Dm (Km;i ) has i + ((m + 1) , 2) zeros and so on. So
we have
#(Hn;m;i ) = i + ((m + 1) , 2) + ((m + 2) , 2) +    + ((m + (n , m)) , 2)
= i + (m , 1) + m +    + (n , 2)
= i + 21 (n , 2)(n , 1) , 12 (m , 2)(m , 1):

Now it is clear that we do indeed get all numbers of zeros between 0 and 21 (n , 2)(n , 1)
as we let m and i vary.
21

ELA

3. Remaining Numbers of Zeros. From Corollary 2.3 we know that 2 0,
the  full upper Hessenberg pattern, is an indecomposable orthogonal pattern.
Note that column of 2 0 has exactly , 1 , zeros as long as 1   , 1. We
will need this fact in the proof of the next lemma.
Lemma 3.1. For  2, there exists an  indecomposable orthogonal matrix
( , 2)2 .
with zeros, = 12 ( , 2)( , 1)
Proof. We proceed by induction. Suppose that there exists an  indecompos( , 2)2 .
able orthogonal pattern with exactly zeros, = 21 ( , 2)( , 1)
Also suppose that has a column, namely column ( ), with exactly , 2 zeros. It
is easily veri ed that these conditions hold for = 2.
First note that we may take 21 ( ,2)( ,1) to be 2 0 . Form ( 2 0 ), =
1
, 1. Now we count zeros. 2 0 has 12 ( , 2)( , 1) zeros, we double a
column with , 1 , zeros and we add , 1 zeros along the bottom of the pattern.
Hn; ;

n

n

i

Hn; ;

n

i

n

k

k

n

n

n

i

n

n

;:::; n

n

Pk

k

n

k

Pk

n

n

;:::;

j k

n

n

n

P

;:::;n

n

Hn; ;

n

Hn; ;

n

i

#( (

Di Hn;2;0

n

Di Hn; ;

i

n

n

)) = ( , 1 , ) + ( , 1) + #( 2 0 )
= , + ( , 1) + ( , 1) + 21 ( , 2)( , 1)
= , + ( , 1) + 12 ( , 1)( )
= , + (( + 1) , 2) + 12 (( + 1) , 2)(( + 1) , 1)
n

i

i

n

i

n

i

n

Hn; ;
n

n

n

n

n

n

n

n

:

Since ranges from 1 to , 1, #( ( 2 0 )) ranges from 21 (( + 1) , 2)(( + 1) , 1)
to (( +1) , 3)+ 12 (( +1) , 2)(( +1) , 1). Also note that the last row of ( 2 0 )
has ( + 1) , 2 zeros so that ( ( 2 0 )) is an indecomposable orthogonal pattern
with a column that has exactly ( + 1) , 2 zeros, = 1
, 1.
Next, for each = 21 ( , 2)( , 1) + 1
( , 2)2 , form ( ) ( ) Again we
count zeros. has zeros, we double a column with , 2 zeros and we add , 1
zeros along the bottom of the pattern.
i

n

n

Di Hn; ;

n

n

n

Di Hn; ;

T

Di Hn; ;
n

k

Pk

n

n

n

i

n

;:::;

;:::;n

n

Dj k

k

Pk :

n

#(

n

( )) = + ( , 1) + ( , 2)

Dj (k) Pk

k

n

n

:

Since ranges from 21 ( , 2)( , 1) + 1 up to ( , 2)2 , we have that #( ( ) ( ))
ranges from
1 ( , 2)( , 1) + 1 + ( , 1) + ( , 2) = 1 ( , 1)( ) + ( , 1)
2
2
= 21 (( + 1) , 2)(( + 1) , 1) + (( + 1) , 2)
n

k

n

n

n

n

n

n

n

Dj k

n

n

n

n

n

up to

( , 2)2 + ( , 1) + ( , 2) = ( 2 , 4 + 4) + ( , 1) + ( , 2)
= 2,2 +1
= ( , 1)2
= (( + 1) , 2)2
n

n

n

n

n

n

n

n

n

n

22

:

n

Pk

ELA

Note that since Dj(k) (Pk ) has a row with exactly (n + 1) , 2 zeros, (Dj(k) (Pk ))T is an
indecomposable orthogonal pattern that has a column with exactly (n + 1) , 2 zeros.
Combining the two ranges of constructed (n +1)  (n +1) indecomposable orthogonal patterns gives us matrices with numbers of zeros from 21 ((n + 1) , 2)((n + 1) , 1)
up to ((n + 1) , 2)2 . And since each of the transposes of these matrices has a column
with exactly (n + 1) , 2 zeros, the induction is complete.
Theorem 3.2. For n  2, there is an n  n indecomposable orthogonal matrix
with exactly k zeros if and only if 0  k  (n , 2)2 .
Proof. The theorem follows immediately from Corollary 2.4, Lemma 3.1 and the
result of [BBS].
Remark 3.3. It follows from Theorem 3.2 that for n  4, there exists an n  n
orthogonal matrix with exactly k zeros if and only if 0  k  n(n , 1) , 4 or
k = n(n , 1) , 2 or k = n(n , 1).
REFERENCES
[BBS] L. B. Beasely, R. A. Brualdi and B. L. Shader, Combinatorial Orthogonality, in Combinatorial and Graph-Theoretical Problems in Linear Algebra, R. A. Brualdi, S. Friedland
and V. Klee, eds., Springer-Verlag, New York, pp. 207-218, 1993.
[C]
R. Craigen, The craft of weaving matrices, Congressus Numerantium, 92:9-28, 1993.
[F]
M. Fiedler, A question raised about the sparsity of orthogonal matrices, Oral communication
during the IMA Linear Algebra year, Minneapolis, Minn., 1991.

23

Dokumen yang terkait

AN ALIS IS YU RID IS PUT USAN BE B AS DAL AM P E RKAR A TIND AK P IDA NA P E NY E RTA AN M E L AK U K A N P R AK T IK K E DO K T E RA N YA NG M E N G A K IB ATK AN M ATINYA P AS IE N ( PUT USA N N O MOR: 9 0/PID.B /2011/ PN.MD O)

0 82 16

ANALISIS FAKTOR YANGMEMPENGARUHI FERTILITAS PASANGAN USIA SUBUR DI DESA SEMBORO KECAMATAN SEMBORO KABUPATEN JEMBER TAHUN 2011

2 53 20

EFEKTIVITAS PENDIDIKAN KESEHATAN TENTANG PERTOLONGAN PERTAMA PADA KECELAKAAN (P3K) TERHADAP SIKAP MASYARAKAT DALAM PENANGANAN KORBAN KECELAKAAN LALU LINTAS (Studi Di Wilayah RT 05 RW 04 Kelurahan Sukun Kota Malang)

45 393 31

FAKTOR – FAKTOR YANG MEMPENGARUHI PENYERAPAN TENAGA KERJA INDUSTRI PENGOLAHAN BESAR DAN MENENGAH PADA TINGKAT KABUPATEN / KOTA DI JAWA TIMUR TAHUN 2006 - 2011

1 35 26

A DISCOURSE ANALYSIS ON “SPA: REGAIN BALANCE OF YOUR INNER AND OUTER BEAUTY” IN THE JAKARTA POST ON 4 MARCH 2011

9 161 13

Pengaruh kualitas aktiva produktif dan non performing financing terhadap return on asset perbankan syariah (Studi Pada 3 Bank Umum Syariah Tahun 2011 – 2014)

6 101 0

Pengaruh pemahaman fiqh muamalat mahasiswa terhadap keputusan membeli produk fashion palsu (study pada mahasiswa angkatan 2011 & 2012 prodi muamalat fakultas syariah dan hukum UIN Syarif Hidayatullah Jakarta)

0 22 0

Pendidikan Agama Islam Untuk Kelas 3 SD Kelas 3 Suyanto Suyoto 2011

4 108 178

ANALISIS NOTA KESEPAHAMAN ANTARA BANK INDONESIA, POLRI, DAN KEJAKSAAN REPUBLIK INDONESIA TAHUN 2011 SEBAGAI MEKANISME PERCEPATAN PENANGANAN TINDAK PIDANA PERBANKAN KHUSUSNYA BANK INDONESIA SEBAGAI PIHAK PELAPOR

1 17 40

KOORDINASI OTORITAS JASA KEUANGAN (OJK) DENGAN LEMBAGA PENJAMIN SIMPANAN (LPS) DAN BANK INDONESIA (BI) DALAM UPAYA PENANGANAN BANK BERMASALAH BERDASARKAN UNDANG-UNDANG RI NOMOR 21 TAHUN 2011 TENTANG OTORITAS JASA KEUANGAN

3 32 52