Course: IKI80050T : Metodologi Penelitian

IKI80050T: Metodologi Penelitian
Research Methods & Design

Zainal Hasibuan & Ruli Manurung
Magister Teknologi Informasi
Fasilkom UI

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2009/2010 – Ganjil – Minggu 6

1

Outline
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Some background stuff: research methods, methodology,
empirical basis
Types of research methods
  Field & lab experiments
  Surveys
  Formal methods (e.g. mathematical modelling)
  Action research
  Case studies
  Grounded theory
  Ethnography
Which one should be used?

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

2


Some background stuff

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

3

What is research?
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Research: a systematic effort to investigate a problem and

find its solution.
Why does it have to be systematic?
  Best practices: harness shared knowledge
  Verifiable, falsifiable: contribute shared knowledge
What is the output?
  Model: understanding of phenomena  predictive power!
  Sequence of actions/technique
Q: Is system development per se a form of research?
A: Depends. In general, research requires evaluation.

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

4

Research method vs. methodology
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Research Method/Design: specific techniques/procedures
used to collect and analyse data.
Research Methodology refers to:
  Frameworks and assumptions used to inform research,
  The paradigm that dictates which methods are used, and
how they are applied and arranged.
This distinction is not clear cut, even in established literature!

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

5


Categories of research
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By purpose:
  Basic/fundamental/pure research
  Applied research
By time:
  Cross-sectional
  Longitudinal
By methodology:
  Quantitative vs. Qualitative
  Exploratory vs. Experimental

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T


2007/2008 – Ganjil – Minggu 4

6

The changing face of IS/IT research…
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During the ’70s and ’80s, IS/IT research was
predominantly technical. Thus, methodologies were
primarily scientifically based (c.f. natural sciences)
With newfound maturity (’90s, ’00s), more focus on
social issues:
  Productivity, efficiency
  Usability, acceptance, user satisfaction

Cue philosophical debates (a.k.a. positivist-bashing!).
How valid is IS research based on methods taken
from social sciences? (Potentially,) very!

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

7

Epistemological basis
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Epistemology: theory of knowledge and belief (nature,

methods, limitations)
Relevant towards social research
With respect to research (Chua ’86):
  Positivist: verify/uncover apriori “truths” about phenomena
  Interpretive: knowledge is subjective  contextualize!
  Critical: challenge the status quo
IS/IT research is predominantly positivist (Orlikowski &
Baroudi)

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

8

Ways of acquiring knowledge
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Tenacity, force of habit, exposure
Intuition: making informal claims
Authority: trusting highly respected sources
Rationalism a.k.a deductive methods: reasoning, inference
Empiricism a.k.a inductive methods a.k.a. Scientific Method™

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

9

Pseudoscience (a.k.a. bogus research)
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Characteristics:
  Unfalsifiable statements
  Emphasis on confirmation rather than refutation
  Absence of self-correction
  Overuse of anecdotal evidence

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Examples: handwriting analysis, astrology

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

10

Categories of research methods

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Quantitative: answers are found through numerical data
  Field & lab experiments
  Surveys
  Formal methods (e.g. mathematical modelling)
Qualitative: answers are found through textual data
  Action research
  Case studies
  Grounded theory
  Ethnography
Differentiate between data gathering & data analysis!

These methods are not orthogonal /
mutually exclusive.
Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

11

Research Methods (upon which methodologies can be built)

Case Study

Zainal Hasibuan & Ruli Manurung

Types of
research methods

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

12

Research Method:
Experiments

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

13

Experimental Research
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Experimental Research: research that allows for the
causes of behaviour to be determined
Experiment: a carefully regulated procedure where one or
more factors are deliberately manipulated and all other
factors are held constant.
Cause-effect relationship occurs if:
  The cause is correlated with the effect.
  The cause occurred before the effect.
  We can rule out other plausible explanations of the causal
relationship
Example: Learning effectiveness of e-Learning system

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

14

Experimental Research: Factors
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Independent Variable (IV): factor that is manipulated
Dependent Variable (DV): factor that is measured
Experimental condition: subjects that are manipulated
Control condition: subjects that are not manipulated
Confounding variable: an extraneous variable that should
be controlled, but is not. Can lead to false/spurious
conclusions!
Anecdote:
  Day 1: drink water + beer. Result? Drunk!
  Day 2: drink water + wine. Result? Drunk!
  Day 3: drink water + whiskey. Result? Drunk!
  Conclusion?

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

15

Quasi-experimental research
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Quasi-experimental research
  Almost but not quite real experiments
  No manipulation of the variables (so no IV)
  Compare groups biased on naturally occurring variables
Two types of natural variables
  Subject variable: Characteristics that vary between

participants, but can not be manipulated
  Time variable: Comparing individuals at different
points in time (age 3 and 6)
One-shot post-test, no control group
Example: The impact of marketing strategy

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

16

Causal-comparative research
Ex Post Facto = Causal-Comparative Research
  Explores possible causes and effects
  The independent variable is not manipulated, it has already
been applied
  Focuses first on the effect, then attempts to determine what
caused the observed effect.
  Seeks to explain differences between two groups that have
occurred
  Example: Why are IT multinational companies are more
innovative than local firms?

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

17

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

18

Research Method:
Surveys

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

19

Survey Research
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The survey is a group of research methods commonly used to
determine the present status of a given phenomenon
A survey is a systematic method of collecting primary data
based on a sample
Survey may be used for exploratory, descriptive and causal
studies
Unlike case study, the purpose of a survey is not to consider a
specific case in depth but to capture the main characteristics of
the population at any instant
For example: We want to explore the opinion of top
executives on IT Manager

Powell, 1999

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

20

Survey Research
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Collecting standardized information from people using an
interview or self-report format.
Typically survey knowledge or opinions.
To standardized the information one uses a questionnaire with
set questions.
Ideally the questionnaire has been validated.
Representativeness of the sample is very important.

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

21

Survey Methods
 

Interviews
  Advantage - Comprehensive, ensure participant
understands the question, minimizes missing data, enables
clarification of unclear responses
 

Disadvantage – expensive, people more like to refuse
participation, can be risky for interviewer, interviewer may
bias the responses.

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

22

Types of Survey Methods
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Face-to-face interviews
  Expensive and time-consuming
Telephone interviews
  Need to use random-digit dialing to reach both listed and
unlisted numbers.
Mail
  Return rate is usually low (20-30%).

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

23

Types of Questions
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Open-ended
  E.g., Can you tell me about your typical experience with
dating?
Close-ended
  E.g., How do you typically meet someone to date?
• 
• 
• 
• 
• 

Introduced by someone
Social event
In university class or place of work
At a bar
Through sports or other athletic events

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

24

Research Method:
Action Research

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

25

Action Research
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"Action research is a form of collective self-reflective
enquiry undertaken by participants in social situations
in order to improve on the rationality and justice of
their own social or educational practices, as well as
their understanding of their own social or educational
practices and the situations in which these practices
are carried out.
The approach is only action research when it is
collaborative, though it is important to realize that the
action research of the group is achieved through the
critically examined action of individual group members."

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

26

Action Research: How it works
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Diagnostic stage:
  Collaborative analysis of the social situation by researcher
+ (consenting) subjects.
  Hypotheses are formulated.
Therapeutic stage:
  Collaboratively, changes are introduced.
  Effects are studied

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

27

Action Research: Properties
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Researcher is actively involved as a participant (an
interventionist approach).
Emphasis on collaborative effort.
Two objectives:
  Effecting (positive) change (i.e. practical)
  Contribute to body of knowledge (i.e.
theoretical)
Good fit with IS research, hence recent popularity.
Warning: potential lack of objectivity! Jargon to look
out for:
  “Post-positivist”
  “Interpretive research”

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

28

Research Method:
Historical Research

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

29

Historical Research
The conduct of historical research entails the following steps:
  The recognition of a historical research problem or the
identification of a need for certain historical knowledge
  The gathering of as much pertinent information about the
problem or topic as possible
  If appropriate, the forming of hypotheses that tentatively
explain relationships between historical factors (variables)
  The selection, organization, and analysis of conclusion
  The recording of conclusions in a meaningful narrative

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

30

Four Steps of Historical Research
Identification of the
research problem

(Formulation of
Hypotheses and
Questions)

Collection
and
Evaluation of
source
Materials
External and
internal
Criticism

Possible Continued
Formulation of
Hypotheses and
questions

Synthesis of
information
from source
Materials

Analysis
Interpretation
Formulation of
Conclusions
(Hypotheses
Supported or
Rejected)

Possible
Hypothesis
Revision

Wiersma, 1986

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

31

Research Method:
Ethnography

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

32

Ethnographic Research
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Ethnographic research involves field research and requires
contextualization - the interpretation of result in the data
collection.
Holistic approach: a system’s properties cannot be
understood independently of each other (i.e. as in
experiments)
Ethnographic studies focus on organizations, which consist of
defined groups of people who interact in regular and
structured ways.
Useful for understanding (corporate) culture, business process.
Arose from field of anthropology.

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

33

Typical Ethnographic Studies In Education:
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A study of life in urban classroom
A study of decision making in an inner-city high school
A study of student life in law school
A study of student relations in an integrated school
A study of peer interaction in racially mixed classroom of a
suburban high school

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

34

The Process Of Ethnographic Research
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Identification of the phenomenon to be studied
Identification of subjects
Hypothesis generation
Data Collection
  Observation
  Interview
  Reviewing other sources
  Triangulation
Analysis of Data
Drawing Conclusion

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

35

Research Method:
Case Studies

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

36

Case Studies Research
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Empirical investigation of particular phenomenon (“unit”)
Unit of analysis could be individual, group, organization,
community, country, etc.
Purpose is more exploratory, i.e. hypothesis development
Single vs. Multiple cases:
  Multiple cases are suggested to compare and contrast
different cases
  Certain single cases are warranted: revelatory / critical /
extreme / unique

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

37

Doing Case Study Research
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Use qualitative and quantitative data:
  Documentation, archives
  Interviews
  Direct observation (cf. ethnography)
Analysis:
  Heavily dependent on researcher’s aptitude
  Group of researchers are beneficial
  Multiple data affords triangulation.

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

38

Which method should be used?
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Can the phenomenon be studied outside its setting?
Must the study focus on contemporary events?
Is control or manipulation of subjects/events necessary?
Does the phenomenon have an established theoretical base?

Zainal Hasibuan & Ruli Manurung

MTI Fasilkom UI – IKI80050T

2007/2008 – Ganjil – Minggu 4

39

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