195 SEE IMPLEMENTATION MANUAL 196 197 SEE IMPLEMENTATION MANUAL 199

Aspect: Assessment See references 106, 107, 108, 122, 126.

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G4-HR9 TOTAL NUMBER AND PERCENTAGE OF OPERATIONS THAT HAVE BEEN SUBJECT TO HUMAN RIGHTS REVIEWS OR IMPACT ASSESSMENTS a. Report the total number and percentage of operations that have been subject to human rights reviews or human rights impact assessments, by country.

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Aspect: Supplier Human Rights Assessment See references 106, 107, 108, 122, 126.

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G4-HR10 PERCENTAGE OF NEW SUPPLIERS THAT WERE SCREENED USING HUMAN RIGHTS CRITERIA a. Report the percentage of new suppliers that were screened using human rights criteria.

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G4-HR11 SIGNIFICANT ACTUAL AND POTENTIAL NEGATIVE HUMAN RIGHTS IMPACTS IN THE SUPPLY CHAIN AND ACTIONS TAKEN a. Report the number of suppliers subject to human rights impact assessments. b. Report the number of suppliers identiied as having signiicant actual and potential negative human rights impacts. c. Report the signiicant actual and potential negative human rights impacts identiied in the supply chain. d. Report the percentage of suppliers identiied as having signiicant actual and potential negative human rights impacts with which improvements were agreed upon as a result of assessment. e. Report the percentage of suppliers identiied as having signiicant actual and potential negative human rights impacts with which relationships were terminated as a result of assessment, and why.

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Aspect: Human Rights Grievance Mechanisms See references 106, 107, 108.

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G4-HR12 NUMBER OF GRIEVANCES ABOUT HUMAN RIGHTS IMPACTS FILED, ADDRESSED, AND RESOLVED THROUGH FORMAL GRIEVANCE MECHANISMS a. Report the total number of grievances about human rights impacts iled through formal grievance mechanisms during the reporting period. b. Of the identiied grievances, report how many were: Ÿ Addressed during the reporting period Ÿ Resolved during the reporting period c. Report the total number of grievances about human rights impacts iled prior to the reporting period that were resolved during the reporting period.

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SUB-CATEGORY: SOCIETY Introduction The Society sub-Category concerns impacts that an organization has on society and local communities. Community members have individual rights based on: Ÿ United Nations UN Declaration, ‘Universal Declaration of Human Rights’, 1948 Ÿ United Nations UN Convention, ‘International Covenant on Civil and Political Rights’, 1966 Ÿ United Nations UN Convention, ‘International Covenant on Economic, Social, and Cultural Rights’, 1966 Ÿ United Nations UN Declaration, ‘Declaration on the Right to Development’, 1986 Collective community rights and indigenous and tribal peoples’ rights are recognized by: Ÿ International Labour Organization ILO Convention 107, ‘Indigenous and Tribal Populations Convention’, 1957 Ÿ International Labour Organization ILO Convention 169, ‘Indigenous and Tribal Peoples Convention’, 1991 Ÿ United Nations UN Declaration, ‘United Nations Declaration of the Rights of Indigenous Peoples’, 2007 In terms of identity, these peoples’ rights are based on both the collective and the individual. Their right to free, prior and informed consultation in order to seek consent is a fundamental right expressly recognized in the reference points above. Aspect: Local Communities See references 22, 23, 76.

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G4-SO1 PERCENTAGE OF OPERATIONS WITH IMPLEMENTED LOCAL COMMUNITY ENGAGEMENT, IMPACT ASSESSMENTS, AND DEVELOPMENT PROGRAMS a. Report the percentage of operations with implemented local community engagement, impact assessments, and development programs, including the use of: Ÿ Social impact assessments, including gender impact assessments, based on participatory processes Ÿ Environmental impact assessments and ongoing monitoring Ÿ Public disclosure of results of environmental and social impact assessments Ÿ Local community development programs based on local communities’ needs Ÿ Stakeholder engagement plans based on stakeholder mapping Ÿ Broad based local community consultation committees and processes that include vulnerable groups Ÿ Works councils, occupational health and safety committees and other employee representation bodies to deal with impacts Ÿ Formal local community grievance processes pp. 200-201 G4-SO2 OPERATIONS WITH SIGNIFICANT ACTUAL AND POTENTIAL NEGATIVE IMPACTS ON LOCAL COMMUNITIES a. Report operations with signiicant actual and potential negative impacts on local communities, including: Ÿ The location of the operations Ÿ The signiicant actual and potential negative impacts of operations pp. 202-203 SEE IMPLEMENTATION MANUAL Aspect: Anti-corruption See references 4, 10, 71, 72, 79, 80, 81, 123, 129.

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