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Listing Fee for Bonds and ABS
1.
I
nitial listing fee: a. 0.025 of the nominal value that up to IDR 200 billion, with a minimum fee of IDR 10 million.
b. 0.024 of the nominal value more than IDR 200 billion to IDR 400 billion. c. 0.023 of the nominal value more than IDR 400 billion to IDR 600 billion.
d. 0.022 of the nominal value more than IDR 600 billion with a maximum fee of IDR 150 million. 2. Annual Listing Fee:
a. 0.025 of the nominal value that up to IDR 200 billion, with a minimum fee of IDR 10 million. b. 0.024 of the nominal value more than IDR 200 billion to IDR 400 billion.
c. 0.023 of the nominal value more than IDR 400 billion to IDR 600 billion.
d.
0.022 of the nominal value more than IDR 600 billion with a maximum fee of IDR 150 million.
Listing Fee for ETF
1. Initial listing fee of IDR 25 million. 2. Annual listing fee of IDR 25 million.
STOCK EXCHANGE REPORTING REQUIREMENTS
Listed Companies and ETFs are required to submit periodical reports and incidental reports to both BAPEPAM-LK and the IDX. All reports will be immediately published through electronic reporting system. Investors can obtain the reports directly
from the IDX website.
Reporting Requirements for Share Bond Listing Company No.
Required Reporting Deadline for Stock Issuer
Deadline for Bonds Sukuk Issuer
1. PERIODICAL REPORTS
1.1. Financial Reports
Annual Financial Statement
Audited statement by 90 days
Advertised annual financial statement At least in 2 two widely
circulating national newspaper.
Quarterly Mid-year financial statement
Unaudited: 30 days, Limited Review: 60 days and Audited: 90 days
Advertised mid-year financial statement
At least in 1 one widely circulating national newspaper
1.2. Annual Report
Maximum 4 ,months after end of year book.
Maximum 5 months after end of year book for Debt Issuing
Company 1.3.
Other Report
Exploration Report For Mining Company Monthly. At the latest of the 12th
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No. Required Reporting
Deadline for Stock Issuer Deadline for Bonds
Sukuk Issuer
day of the following month
Exploration Report for Listed Company which has subsidiary in the mining sector
Monthly. At the latest of the 12th day of the following month
The use of the IPO fund
Quarterly March, June, September and December and submitted to Bapepam and Exchange by the 15
th
day of the following month.
Listed Company, which issues
Convertible Bond, Warrant and other converted stocks
Periodically, after the conversion of Convertible Bond, Warrant
and other converted stock
Corporate Action At the latest the following exchange day after the listed company
has decided to take such actions.
2. INCIDENTAL REPORTS
Each important event of relevance
As soon as possible, after the occurrence of the events.
Amendment to the Articles of Association At the latest on the following exchange day after the report of the
amendment to the articles of association
Planned of the General Meeting of ShareBond Holders
Before advertised.
Change in Corporate Secretary, Public Accountant and Security Administration
Bearau At the latest on the following exchange day after the changes
3. PUBLIC EXPOSE
Annual Public Expose
At least once a year . Public expose can be held on the same
day as the General Shareholders’ Meeting.
Submission of the annual public expose
plan At the latest 10 ten exchange
days before the date of the Public Expose held
Submission of the annual public expose
materials At the latest 3 three exchange
days before the date of the Public Expose held
Submission of the Public Expose Reports
to the Exchange At the latest 3 three exchange
days after the date of the Public Expose held
Every reports must be sent in the forms of Printed original copy and Electronic Document pdf-file format.
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Reporting Requirements for ETF No.
Required Reporting Deadline
1. Daily Reports, include :
Daily Net Asset Value
Every trading day at 16.30
Daily Portfolio Composition Every trading day at 16.30
Number of Traded Unit of Participation
Every trading day at 16.30
Changes of names and numbers of Participant Dealers
Every trading day at 16.30 2.
Monthly Report 5 Five days in the following month
3. Annual Report
Maximum 3 months after end of year book. 4.
Incidental Reports As soon as possible, after the occurrence of
the events.
Reporting Requirements for ABS No.
Required Reporting Deadline
1. PERIODICAL REPORT :
Annual Financial Statement
Audited statement by 90 days
Mid-year financial statement Unaudited: 30 days
Monthly Report
Monthly base
Investment Managers Annual Financial Statement
Audited statement by 90 days 2.
INCIDENTAL REPORTS
Replacement of Custody Maximum 5 five exchange days after
changing
Replacement Investment Manages by BAPEPAM
Maximum 2 two exchange days after replacement request letter from BAPEPAM
Resignation of Investment Manages
Resignation Plan : Maximum 60 sixty exchange days before resignation date
Resignation Letter : Maximum 2 two exchange days after resignation date
IDX e-Reporting System
In December 2007, IDX implemented a new system called IDX e-Reporting or IDXNet. The system is an electronic-based reporting system to accommodate monitoring and communication activities between The IDX and the Listed Companies
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The purposes of the IDX e-Reporting Monitoring implementation are: 1. Any information submitted to the IDX e-Reporting will be simultaneously published on-line in the IDX Website.
2. As a facility for Listed Companies to keep track of their reporting historical files. 3. As a facility for IDX to monitor the reporting fulfillment of the Listed Companies.
4. As a facility for IDX to submit electronic letters to the Listed Companies.
Suspend
The IDX can suspend shares and bonds of the Listed Company for the following reasons: 1. The Listed Company’s audited financial statements receive a Disclaimer Opinion for 2 two consecutive years or
1 one year Adverse Opinion. In this situation, the Listed Company must submit a written explanation to the IDX, detailing the reasons behind the audit opinions.
2. The Listed Company is declared as bankrupt by its creditors, or the Listed Company voluntarily requests a Suspension of Debt Payment.
3. The Listed Company fails to properly disclose important and relevant information, which may have materially significant impacts on share prices and investment decisions.
4. The shares of the Listed Company show the following behaviour: the share price significantly increasing or decreasing, or, the shares indicate an irregular trading patterns.
Sanctions
Sanctions for Share and Bond Issuing Company
1. There are sanctions for any violations of the IDX Regulations. The hierarchy of the sanctions are as follows:
No. Stock
Bonds
1. First written warning;
2. Second written warning;
3. Third written warning;
4. Fine, at the highest IDR 500 million. The fine
must be deposited to the exchange account at the latest 15 calender days after the sanctions
is imposed; Fine, at the highest IDR 10 million.
5. Temporary suspension of shares trading.
2. For the Listed Company who fails to submit the Financial Reports on time, there are several stages of warning before sanctions:
No. Stock
Bonds
1. First written warning, for the first 30 days
overdue; First written warning, for the first 3 days
overdue; 2.
Second written warning and an IDR 50 million fine, for the second 30 days overdue;
Second written warning, for the 15 days overdue after First written warning;
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No. Stock
Bonds
3. Third written warning and an IDR 150 million
additional fine, for the third 30 days overdue; Third written warning for the 15 days overdue
after Second written warning; 4.
Temporary trading suspension may be imposed after 90 days overdue.
Temporary trading suspension may be imposed after 15 days overdue after Third
written warning.
Sanctions for ETF
1. Written warning to Investement Manager who fails to meet the fee obligation. 2. Temporary trading suspension for mutual fund who fails to submit the reporting requirements.
3. Delisting of ETF
Sanctions for ABS
1. Written warning 2. A Fine IDR 10 million maximum
3. Temporary trading suspension for ABS. 4. Delisting of ABS
DELISTING
Delisting of Shares Bonds
1. Delisting of a share from the list of stock securities that is listed at the exchange may occur if due to : a. The application which is submitted by the relevant listed company Voluntary Delisting.
b. The share is delisted by the exchange in accordance with the Exchange regulation Forced Delisting. c. The delisting of Bonds and Sukuk by the Stock Exchange when matured, put or call option exercised,
converted into other securities, exchanged for other securities or early repayment. 2. The requirements for voluntary delisting:
a. Only for the Listed Companies who have been listed minimum for 5 years. Approved by the General Meeting of Shareholders.
b. If there are minority shareholders which disapprove the plan at the General Meeting of Shareholders, the Listed Company or the representative must buy the shares from the minority shareholders who disapprove
the plan at the minimum of the highest price based on one of these prices: par value, the highest price at Regular Market for the past 2 years before the date of the General Meeting of Shareholders, or Fair value
based on the independent party valuation registered in BAPEPAM-LK, appointed by the listed company or the buyer and approved by the General Meeting of Shareholders.
c. For Bonds Sukuk, Listed Company must had approval from General Meeting of Bondholder, and accomplish all their obligation to Stock Exchanges.
Delisting of ETF
Deletion of ETF from the Securities listed on the IDX occur because : 1. ETF fails to meet listing requirements.
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2. Investment Manager of the Mutual Fund fails to meet the reporting requirements. 3. Investment Manager of the Mutual Fund fails to meet fee obligation.
Delisting of ABS
Deletion of ABS from the Securities listed on the IDX occur because : 1. An application for delisting shares submitted by the Investment Managers concerned voluntary delisting
because of 1 early repayment 2 the nominal value of the securities decrease as low as 5 from first listed or the amount of the securities are Rp 1 Billion or less.
2. The delisting of shares by the Stock Exchange in line with the IDX regulation.
Delisting Procedures Voluntary Delisting
The Listed Company must submit the delisting plan to the Exchange before publishing it to the public. The plan should include any reasons and purposes of the delisting, the shares buyers and the estimated prices for shares’ buyback by
Listed Company whom delisting their shares.
Forced Delisting
1. If a Listed Company meets at least one of the delisting criteria, then the hearing will be held. 2. If the IDX decides to delist the Company, then:
i. The IDX notifies the Listed Company to delete the listing of its shares, including the time schedule, on the same exchange day when the decision to delete is made, then copied to BAPEPAM-LK.
ii. The IDX announces the decision to delete a Listed Company’s shares, including the time schedule. Following this decision, the announcement shall be conducted made on the latest on at the beginning
commencement of the session one of the next exchange day. iii. If necessary, the IDX may suspend the trading of the shares of the Listed Company. The suspension will be
for 5 exchange days since the date of the announcement of the suspension. Then, the shares of the Listed Company may be traded on the IDX in a Negotiated Market for 20 exchange days since the date the
suspension is terminated until prior of delisting date. iv. Delisting is valid effectively on the date of the IDX Decision Letter and shall be announced at the exchange.
RELISTING Only for Shares
1. A Listed Company whose shares are previously delisted from the list of stock securities listed at the Exchange, may submit an application for relisting of its shares at the earliest 6 six months after delisting.
2. Generally, all of the requirements and the procedures for relisting are the same as those for the listing. The application for relisting, will be treated in the same way as an application for listing of new shares.
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Established
INITIAL PUBLIC OFFERING IPO
Offering Listing Value
Par Shares
Lead Price
450,000,000 225
14-Apr-09 100
2. TRIO Trikomsel Oke Tbk
21-Aug-96 Distribution and Retail
Trading In Form Of Minimarket Franchise
PT Ciptadana Securities and PT Indo Premier
Securities 100
15-Jan-09
Financial Institution PT Mandiri Sekuritas and
PT Sucorinvest Central Gani
Distribution and Retail Trading Telecommunication
products 01-Jun-09
100 PT Panin Sekuritas Tbk No.
1. Company Name
15-May-89 AMRT
Sumber Alfaria Trijaya Tbk CODE
Business Date
Date g
Rp Offered
12-Dec-94 450,000,000
Underwriter Rp
395 343,177,000
3. BPFI Batavia Prosperindo
110 p
Finance Tbk 4. INVS
Inovisi Infracom Tbk 11-May-07
320,000,000 125
03-Jul-09 100 PT Investindo Nusantara
Sekuritas PT Reliance Securities Tbk
Mobile Telecommunication Infrastructure Systems
5. GTBO Garda Tujuh Buana Tbk
10-Jun-96 1,834,755,000
115 09-Jul-09
100 PT Bahana Securities Coal Mining
6. MKPI Metropolitan Kentjana Tbk
29-Mar-72 95,000,000
2,100 10-Jul-09
100 PT Mandiri Sekuritas PT Lautandhana Securindo
affiliated Property and Real Estate
7. RINA Katarina Utama Tbk
20-Jun-97 210,000,000
160 14-Jul-09
100 PT Optima Kharya Capital Securities
Installation, Testing, Commissioning
Telecommunication Product 8. BWPT
BW Plantation Tbk 06-Nov-00
1,211,009,000 550
27-Oct-09 100 PT BNP Paribas
Securities Indonesia PT Danareksa Sekuritas
Palm Oil Plantation 9. DSSA
Dian Swastatika Sentosa Tbk
02-Aug-96 100,000,000
1,500 10-Dec-09 250 PT HD Capital Tbk, PT
Sinarmas Sekuritas Trading, Electricity services
and Property affiliated, PT Victoria
Sekuritas, PT Yulie Sekurindo Tbk
10.
11. BCIP
Bumi Citra Permai Tbk
NIKL Pelat Timah Nusantara Tbk
325 14-Dec-09 03-May-00
500,000,000 110 11-Dec-09
19-Aug-82 504,670,000
100 PT Pacific Capital, PT Panca Global Securities
Tbk, PT Universal Broker Indonesia
Property
PT Bahana Securities Tinplate
100
PT Dinamika Usahajaya Hot rolled steel plate
100 13. GDST
Gunawan Dianjaya Steel Tbk
23-Dec-09
9,378,668,000 TOTAL 2009
08-Apr-89 1,000,000,000
12. PT Mandiri Sekuritas
affiliated, PT CIMB Securities Indonesia
Banking affiliated
800 17-Dec-09 500
BBTN Bank Tabungan Negara
Persero Tbk 30-Nov-34
2,360,057,000 160
03-Aug-83 512,730,000
720 12-Jan-10
200 PT Mandiri Sekuritas
PT Danatama Makmur 1. EMTK
Elang Mahkota Teknologi Tbk
Technology, Media, Telecommunication
2. PTPP PP Persero Tbk
26-Aug-53 1,038,976,500
560 09-Feb-10 100 PT Mandiri Sekuritas, PT
Danareksa Sekuritas PT DBS Vickers
Securities Indonesia Construction, Property
Infrastructure
3. BIPI Benakat Petroleum Energy
Tbk 19-Apr-07
11,500,000,000 140 11-Feb-10
100 Petroleum and Natural Gas
Exploration, Production, E
d S i
Note: Q1-2010
TOTAL 2010 13,163,939,000
PT Dinamika Usahajaya Investment and Supporting
Telecommunication Services
Energy and Services 4. TOWR
Sarana Menara Nusantara Tbk
02-Jun-08 112,232,500
1,050 08-Mar-10 500
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DELISTED COMPANIES
Closing Price before Delisted Closing Rp
Date Number of
Listed Shares Code
No. Company Name
Delisting Date Listing Date
Date Established
442,144,722 50
3. JASS Jasa Angkasa Semesta Tbk. [S]
31-Oct-86 03-Dec-07
03-Dec-07 01-Dec-09
4. MACO Courts Indonesia Tbk.
21-Jun-94 03-Dec-07
01-Dec-09 670,149,000
100 03-Dec-07
1. JAKA
03-Dec-07 01-Dec-09
Jaka Inti Realtindo Tbk. 03-Feb-93
02-Aug-00 19-Feb-09
5. SING 2. APEX
7,971,707 1,000
Bukaka Teknik Utama Tbk. 25-Oct-78
03-Dec-07 01-Dec-09
140,612,000 305
03-Dec-07 6. BUKK
03-Dec-07 Singleterra Tbk.
21-Jul-73 03-Dec-07
01-Dec-09 1,500,000
2,250 7. PROD
Sara Lee Body Care Indonesia Tbk. [S] 11-Aug-62
03-Dec-07 Closing Rp
Date Listed Shares
Apexindo Pratama Duta Tbk. [S] 20-Jun-84
10-Jul-02 13-Apr-09
Code No.
Company Name Delisting Date
Listing Date Established
520,000,000 100
30-Jan-07 2,659,850,000
2,550 21-Jan-09
8 SKBM Sekar Bumi Tbk
12-Apr-73 03-Dec-07
01-Dec-09 1 216 274 133
450 03-Dec-07
8. SKBM Sekar Bumi Tbk.
12-Apr-73 03-Dec-07
01-Dec-09 1,216,274,133
450 03-Dec-07
03-Dec-07 01-Dec-09
1,350,000,000 10
9. TALFA Tunas Alfin Tbk. Share A
16-May-77 03-Dec-07
10. TALFB Tunas Alfin Tbk. Share B
16-May-77 03-Dec-07
01-Dec-09 3,435,000
10 03-Dec-07
25-Mar-97 09-Dec-09
500,000,000 230
11. DSUC Daya Sakti Unggul Corporation Tbk.
28-Mar-80 28-Jul-09
12. IATG Infoasia Teknologi Global Tbk. [S]
22-Feb-95 15-Nov-01
29-Dec-09 899,973,500
184 25-Aug-08
20-Dec-79 04-Jan-10
66,000,000 500
13. BATI BAT Indonesia Tbk.
31-Mar-05 22-Dec-09
Rec. Date
RIGHTS OFFERINGS
Shares Issued Price Rp
Fund Raised Ex Date
No. Code Company Name
Ratio Star Pacific Tbk. [S]
5: 8 720,266,340
139 1. LPLI
100,117,021,260 05-Dec-08
10-Dec-08 2. BDMN
Bank Danamon Indonesia Tbk. 102 : 67
3,314,893,116 1,200
3,977,871,739,200 01-Apr-09
03-Apr-09 3. INDX
Indoexchange Tbk. 20 : 24
147,198,000 250
36,799,500,000 26-May-09
28-May-09 4. BACA
Bank Capital Indonesia Tbk. 1 : 2
3,021,764,416 101
305,198,206,016 02-Jul-09
06-Jul-09
9. LPPF Pacific Utama Tbk.
5 : 1 11-Nov-09
2,652,652,800 160
424,424,448,000 09-Nov-09
10. AGRO Bank Agroniaga Tbk.
160 : 69 Excelcomindo Pratama Tbk.
5 : 1 11. EXCL
17-Nov-09 19-Nov-09
1,418,000,000 2,000
2,836,000,000,000 24-Nov-09
26-Nov-09 1,005,144,172
100,514,417,200 100
5. BKSW 550
27,500,000,000 Bank Kesawan Tbk.
100 : 25 125,304,750
320 591,731,775,075
09-Jul-09 40,097,520,000
06-Jul-09 09-Jul-09
6. POOL Pool Advista Indonesia Tbk. [S]
1 : 1 50,000,000
25-Sep-09 29-Sep-09
07-Jul-09 10-Jul-09
7. BLTA Berlian Laju Tanker Tbk.
3 : 1 1,392,310,059
425
8,557,832,404,471 TOTAL 2009
14,073,644,764 8. OKAS
Ancora Indonesia Resources Tbk. 9: 2
13-Jul-09 226,111,111
520 117,577,777,720
525 4 963 739 726 925
10-Feb-10 12-Feb-10
11-Jan-10 7 UNSP
Bakrie Sumatra Plantations Tbk [S] 2 : 5
9 454 742 337 11-Jan-10
13-Jan-10 6. DEWA
Darma Henwa Tbk. 5 : 2
6,243,923,928 100
624,392,392,800 07-Jan-10
539,786,310,000 29-Jan-10
02-Feb-10 5. ENRG
Energi Mega Persada Tbk. 11 : 20
26,183,297,040 185
4,843,909,952,400 08-Jan-10
12-Jan-10 4. AKRA
AKR Corporindo Tbk. 5 : 1
627,658,500 860
8,557,832,404,471
3. BKSL Sentul City Tbk. [S]
2 : 3 15,025,512,897
100 1,502,551,289,700
TOTAL 2009 14,073,644,764
07-Dec-09 09-Dec-09
1. BBKP Bank Bukopin Tbk.
20 : 1 286,050,768
415 118,711,068,720
2. SDRA Bank Himpunan Saudara 1906 Tbk.
2 : 1 750,000,000
140 105,000,000,000
16-Dec-09 21-Dec-09
456,210,700,000 27-Apr-10
29-Apr-10 13. KBLV
First Media Tbk. 10 : 11
912,421,400 500
09-Apr-10 12. MLPL
Multipolar Tbk. 9 : 32
6,031,252,940 125
753,906,617,500 08-Apr-10
12-Apr-10 08-Apr-10
11. DILD Intiland Development Tbk. [S]
3 : 2 2,073,170,722
1,000 2,073,170,722,000
07-Apr-10 18-Mar-10
22-Mar-10 10. BNII
Bank Internasional Indonesia Tbk. 8 : 1
6,253,554,529 225
1,407,049,769,025 06-Apr-10
224,715,660,000 03-Mar-10
05-Mar-10 9. SULI
Sumalindo Lestari Jaya Tbk. 1 : 1
1,236,022,311 100
123,602,231,100 525
4,963,739,726,925 10-Feb-10
12-Feb-10 8. CITA
Cita Mineral Investindo Tbk. [S] 1 : 2
2,247,156,600 100
7. UNSP Bakrie Sumatra Plantations Tbk. [S]
2 : 5 9,454,742,337
Inovisi Infracom Tbk. 100 : 85
07-May-10 782,000,000
125 97,750,000,000
05-May-10 14. INVS
+ Warrant until May 2010
TOTAL 2010 78,106,763,972
17,834,496,440,170
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FINANCIAL DATA RATIOS
Financial Statement Date: December 2009 and Fiscal Year End: December
Net Operating
Total P d
A l
AGRICULTURE CROPS
BISI International Tbk. [S]
PLANTATION
Astra Agro Lestari Tbk. [S] Bakrie Sumatera Plantations Tbk [S]
2 325 2 401
2 670 705
8 69
1. 11
