Speech Act of Thanking L. Austin, ―How to do things with words,‖ in Dawn Archer and Peter Grundy., editors, The

As a developmental aspect in non-structural factors of pragmatic transfer, learners‘ level proficiency relates to the occurrences of pragmatic transfer. Learners with low-level proficiency are considered to make more numbers of pragmatic transfer, while learners with high level proficiency are considered to have the ability to classify which are transferable and not. 77 However, noticing that level of proficiency alone cannot assure learners‘ development of L2 pragmatic knowledge, Kasper proposes that length of stay in L2 community can be further examined as developmental aspect in the investigation of pragmatic transfer since it may increase learners‘ familiarity with L2 contexts. 78

C. Speech Act of Thanking

The realization of speech acts is the scope of the term ‗pragmatics‘ in the notion of pragmatic transfer which is proposed by Kasper. According to Austin, speech acts are defined as ‗utterances that do things‘. 79 Austin exemplifies that uttering ‗I name this ship Queen Elizabeth‘ when smashing the bottle is an instance of speech act in which the utterance is a part of doing an action of naming. 80 By noting the example, speech acts are utterances which do not describe, report or state that someone is doing an action, but speech acts are utterances which become parts of doing actions. Using the terms ‗illocutionary acts‘ and ‗speech acts‘ interchangeably, there are five types of speech acts in Searle‘s conception: representatives, directives, 77 Ibid. pp. 219-220. 78 Gabriele Kasper 1992, op.cit. p. 220. 79

J. L. Austin, ―How to do things with words,‖ in Dawn Archer and Peter Grundy., editors, The

Pragmatics Reader New York: Routledge, 2011, p. 19. 80 ibid. p. 19. commissives, expressives and declarations. 81 Searle argues that speech acts of thanking are categorized as expressive illocutionary acts which are made by speakers when they believe that the act doing by the hearers in the past is beneficial for the speakers. 82 The taxonomy of illocutionary acts which are proposed by Searle is adopted in the present study. By arguing that gratitude is expressed as response of some beneficial action which is done by another person, Coulmas proposes situations that require gratitude as the response: thanks ex ante for a promise, offer, invitation; thanks ex post for a favor, invitations afterwards; thanks for material goods gifts, services; thanks of immaterial goods wishes compliments, congratulations, information; thanks for some action initiated by the benefactor; thanks for some action resulting from a requestwishorder by the beneficiary; thanks that imply indebtedness; and thanks that do not imply indebtedness. 83 Gratitude is not simply expressed by stating the illocutionary verb ‗thank‘. Most of NSs of American English tend to express speech acts sets or indirect speech acts sets, like uttering the lack of necessity such as ‗Oh, you shouldnt have …‘ , to express their gratitude. 84 As Austin stated, all regular utterances are ‗performative‘, either the utterances consist of performative verbs such as: I promise that I shall be there or do not consist of any performative verb such as: I shall be there. 85 It can be concluded that ‗Oh, you shouldnt have …‘ is 81 Stephanie Weijung Cheng 2005, op.cit. pp. 9-10 . 82 Miriam Eisenstein and Jean W. Bodman 1986, op.cit, pp. 167-168. 83 Eli Hinkel 1992, op.cit. pp. 5-6. 84 Miriam Eisenstein and Jean W. Bodman 1993, op.cit., p.67. 85 Geoffrey N. Leech 1983, op.cit.,p.176 . categorized as performative utterance or speech act which is a part of doing action of thanking even it does not contain any verb ‗thank‘. Accomodating the expressions of gratitude which are made by NSs of American English and Chinese, Cheng builds a thanking taxonomy which is then adopted in the present study to categorize expressions of gratitude which are made by AEs, INs and ELs. Cheng‘s thanking taxonomy is presented as follows 86 : 1. Thanking There are three subcategories which are classified as thanking strategy: a by using the word thank In this subcategory, people express thanking by only using the word ‗thank‘ in English, or any other words from the other languages that have similar meaning. 87 The examples are 88 : in English : thanks, thank you, thank you very much in Chinese : xièxiè thank you b by thanking and stating the favor In this subcategory, besides simply expressing thanking with the word ‗thank‘ or any other words from the other languages which have similar meaning, the favor being thanked is also mentioned. 89 In English, the examples is: thank you for your help. 90 c by thanking and mentioning the imposition 86 Stephanie Weijung Cheng 2005, op.cit. pp. 40-49. 87 Ibid. p. 40. 88 Ibid. p. 41. 89 Ibid. p. 41. 90 Ibid. p. 41. In this subcategory, besides thanking, the imposition which is caused by the favor is also mentioned. 91 The example is 92 : in English : thank you so much for letting me borrow it those extra days 2. Appreciation Appreciation has two subcategories: a by using the word appreciate without elaboration In this subcategory, people express appreciation by using the word ‗appreciate‘ in English or any other words in other language which have similar meaning wit h ‗appreciate‘ such as: ganxìe in Chinese without elaboration to another words. 93 The examples are 94 : in English : I greatly appreciate your help; I appreciate it b by using the word appreciate and mentioning imposition caused by the favor In this subcategory, besides simply expressing appreciation by using the word ‗appreciate‘ in English or any other words in other languages that have similar meaning with ‗appreciate‘, the imposition reasoned by the favor being thanked is also mentioned. 95 The example is 96 : in English : I really appreciate your time and effort 91 Ibid. p. 41. 92 Ibid. p. 41. 93 Ibid. p. 42. 94 Ibid. p. 42. 95 Ibid. p. 42. 96 Ibid. p. 42. 3. Positive feelings Positive feelings strategy has three subcategories: a by expressing a positive reaction to the favor giver hearer This kind of positive feeling is made when people express positive reaction or compliments to the favor giver hearer. 97 The examples are 98 : in English : You are a life saver; I‘m so grateful for your help b by expressing a positive reaction to the object of the favor This kind of positive feelings is made when people express positive reaction or compliment to the object of the favor. The examples are 99 : in English : This book was really helpful; Your notes is very clear c by expressing a positive reaction to the outcome of the favor This kind of positive feelings is made by expressing positive reaction the outcome or the result of the favor which the thank giver speaker will achieve in the future. 100 The example is 101 : in English : Ill keep you posted on what happens 4. Apology Apology strategy has three subcategories: a by using only apologizing words i.e., sorry or apologize 97 Ibid. p. 43. 98 Ibid. p. 43. 99 Ibid. p. 43. 100 Ibid. p. 43. 101 Ibid. p. 43. In this subcategory, people express apology by only using the word ‗sorry‘ or ‗apologize‘ in English, or any other words from another language that have the same meaning with ‗sorry‘ or ‗apologize‘, such as: the word ‗duìbuqi in Chinese. 102 The examples are 103 : in English : I‘m sorry; I apologize b by using apologizing words i.e., sorry or apologize and stating the favor or the fact In this subcategory, besides using apologizing words such as ‗sorry‘ in English or any other words in other language which have the same meaning with ‗sorry‘, the favor or the fact is also mentioned. 104 The examples are 105 : in English : Im sorry for the short notice; I‘m sorry for the delay c by using apologizing words i.e., sorry or apologize and mentioning the imposition caused by the favor In this subcategory, besides using apologizing words, the imposition which is caused by the favor is also mentioned. 106 The examples are 107 : in English : I apologize for the inconvenience; I‘m sorry to take up your time; Sorry it took me so long to get it back to you. d by criticizing or blaming oneself 102 Ibid. p. 44. 103 Ibid. p. 44. 104 Ibid. p. 44. 105 Ibid. p. 44. 106 Ibid. p. 45. 107 Ibid. p. 45. In this subcategory, apology which is stated is in the form of criticizing or blaming oneself. 108 The example is 109 : in English : I‘m such a klutz e by expressing embarrassment The example is ‗it’s so embarrassing‘ in English. 110 f by using the Chinese phrase buhayoisi embarrassed g by using the Chinese phrase buhayoisi 不好意思 and stating the favor h by using the Chinese phrase buhayoisi 不好意思 and mentioning the imposition caused by the favor i by using Chinese expressions other than buhayoisi 不好意思 to show embarrassment 5. Recognition of imposition Recognition of imposition has three subcategories: a by acknowledging the imposition This kind of subcategory is expressed by acknowledging the imposition. 111 In English, the example is: I know you didn‘t have to allow me extra time. 112 108 Ibid. p. 45. 109 Ibid. p. 45. 110 Ibid. p. 45. 111 Ibid. p. 46. 112 Ibid. p. 46. b by stating the need for the favor In this subcategory, imposition is recognized by directly or indirectly stating how the speaker need for the favor. 113 The examples are 114 : in English : I really wanted to do my best on this, and this week has been so hectic. indirect ; I usually try not to ask for extra time, but this time I need it. direct c by diminishing the need for the favor. This subcategory is expressed by diminishing directly or indirectly the need for the favor. 115 In English, the example is: You didn‘t have to do that. 116 6. Repayment There are three subcategories which are categorized as repayment strategy. a by offering or promising service, money, food or goods In this subcategory, people try to state repayment of the favor by offering or promising service, money, food or good to the hearer. 117 The example is 118 : in English : Can I buy you dinner and a beer for this? b by indicating hisher indebtedness 113 Ibid. p. 47. 114 Ibid. p. 47. 115 Ibid. p. 47. 116 Ibid. p. 47. 117 Ibid. p. 47. 118 Ibid. p. 47. In this subcategory, people try to express repayment by reaffirming and indicating hisher indebtedness to the favor giver hearer. 119 In English, the examples are: I owe you big time.; I owe you one. 120 c by promising future self-restraint or self-improvement People express repayment by promising future self-restraint or self- improvement. 121 In English, the example: It won‘t happen again. 122 7. Other Other strategy has four subcategories: a Here statement Here statement is generally expressed when someone wants to give something to someone else. 123 In English, the examples are: Here‘s your book.; Here you go. 124 b Small talk Small talk is utterance which is used to establish or enhance the intimacy or social bound between the speaker and hearer. 125 119 Ibid. p. 47. 120 Ibid. p. 48. 121 Ibid. p. 48. 122 Ibid. p. 48. 123 Ibid. p. 48. 124 Ibid. p. 48. 125 Ibid. p. 48. c Leaving-taking Leaving taking is generally expressed when someone wants to leave someone else. 126 In English, the example: Have a nice day 127 d Joking In English, the example: Thats what you get for driving a truck. Just joking. 128 8. Alerter Alerter strategy has three subcategories: a Attention getter In English, the examples are: hey, hi, wow, whoa, oh, well, oh my god, by the way, you know. 129 b Title In English, the examples are: Professor, Dr., Mr. Sir. 130 c Name including first names, surnames or endearment terms In English, the examples are: John, Mary, Smith, Johnson, honey, dude, buddy, man, pal. 131 126 Ibid. p. 49. 127 Ibid. p. 49. 128 Ibid. p. 49. 129 Ibid. p. 49. 130 Ibid. p. 49. 131 Ibid. p. 49.

D. Rationale of Using Open-Ended DCT