5.1 Freezing, defreezing and reduction to two key lemmas
5.1.1 Freezing
We begin by deriving a preliminary upper bound for the expectation in Proposition 3.4 given by E
ν
ρ
,0
exp Z
t
ds V Z
s
5.1 with
V η, x =
α κ
S
T
φ η, x =
α κ
X
y ∈Z
3
p
6T 1[ κ]
x, yη y − ρ, 5.2
where, as before, T is a large constant. To this end, we divide the time interval [0, t] into ⌊tR
κ
⌋ intervals of length
R
κ
= Rκ
2
5.3 with R a large constant, and “freeze” the exclusion dynamics
ξ
t κ
t ≥0
on each of these intervals. As will become clear later on, this procedure allows us to express the dependence of 5.1 on the
random walk X in terms of objects that are close to integrals over occupation time measures of X on time intervals of length R
κ
. We will see that the resulting expression can be estimated from above by “defreezing” the exclusion dynamics. We will subsequently see that, after we have taken the limits
t → ∞, κ → ∞ and T → ∞, the resulting estimate can be handled by applying a large deviation
principle for the space-time rescaled occupation time measures in the limit as R → ∞. The latter
will lead us to the polaron term. Ignoring the negligible final time interval [
⌊tR
κ
⌋R
κ
, t], using Hölder’s inequality with p, q 1 and
1 p + 1q = 1, and inserting 5.2, we see that 5.1 may be estimated from above as
E
ν
ρ
,0
exp Z
⌊tR
κ
⌋R
κ
ds V Z
s
= E
ν
ρ
,0
exp
α
κ
⌊tR
κ
⌋
X
k=1
Z
kR
κ
k−1R
κ
ds X
y ∈Z
3
p
6T 1[ κ]
X
s
, y ξ
s κ
y − ρ
≤ E
1 R,
αq
t
1 q
E
2 R,
αp
t
1 p
5.4
with E
1 R,
α
t = E
1 R,
α
κ, T ; t = E
ν
ρ
,0
exp
α
κ
⌊tR
κ
⌋
X
k=1
Z
kR
κ
k−1R
κ
ds X
y ∈Z
3
p
6T 1[ κ]
X
s
, y ξ
s κ
y − p
6T 1[ κ]+
s −k−1Rκ
κ
X
s
, y ξ
k−1Rκ κ
y
5.5
and E
2 R,
α
t = E
2 R,
α
κ, T ; t = E
ν
ρ
,0
exp
α
κ
⌊tR
κ
⌋
X
k=1
Z
kR
κ
k−1R
κ
ds X
y ∈Z
3
p
6T 1[ κ]+
s −k−1Rκ
κ
X
s
, y ξ
k−1Rκ κ
y − ρ
. 5.6
2108
Therefore, by choosing p close to 1, the proof of the upper bound in Proposition 3.4 reduces to the proof of the following two lemmas.
Lemma 5.1. For all R, α 0,
lim sup
t, κ,T →∞
κ
2
t log
E
1 R,
α
κ, T ; t ≤ 0. 5.7
Lemma 5.2. For all α 0,
lim sup
R →∞
lim sup
t, κ,T →∞
κ
2
t log
E
2 R,
α
κ, T ; t ≤ 6
α
2
ρ1 − ρ
2
P
3
. 5.8
Lemma 5.1 will be proved in Section 5.1.2, Lemma 5.2 in Sections 5.1.3–5.3.3.
5.1.2 Proof of Lemma 5.1